DFX Intelligence

C••• P•••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

C••• P•••••• O••••••

Advisor at O•••••• C•••••• A•••••••• L••

SAPULPA, OK

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Search this name across graphsid dfx:ria:696208b4-5a99-15ef-f800-9148202cbb47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C•••••• A•••••••• L••	State registered	Oct 23, 2018	n/a	yes	SAPULPA, OK	Current employment
S•• B•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jun 7, 2016	Oct 31, 2018	no	Sapulpa, OK\|RUSSELLVILLE, AR\|Sapulpa, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• B•••••• F•••••••• S•••••••• I•••	O•••••• C•••••• A•••••••• L••	Oct 31, 2018	Oct 23, 2018	-8	Firm change	Ibd to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
36956:298766:OK:2018-10-31	Oct 31, 2018	Oct 23, 2018	SAPULPA, OK	Firm change

Relationships

Registered with (2)

→ O•••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 23, 2018 to presentfactForm ADV
→ S•• B•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2016 to Oct 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:696208b4-5a99-15ef-f800-9148202cbb47
First observed: Jun 7, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.