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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ALBUQUERQUE, NM | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 2, 2026 | n/a | yes | ALBUQUERQUE, NM|PLYMOUTH, MN | Current employment |
| THE H GROUP, INC. | Former SEC adviser | Jun 29, 2023 | May 14, 2026 | no | ALBUQUERQUE, NM|PORTLAND, OR | Previous registration |
| MGM LLC | Former SEC adviser | Jun 6, 2014 | Jun 11, 2024 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE H GROUP, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 14, 2026 | Mar 2, 2026 | -73 | Firm change after gap | RIA to ibd |
| MGM LLC | THE H GROUP, INC. | Jun 11, 2024 | Jun 29, 2023 | -348 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106801:116407:NM:2026-05-14 | May 14, 2026 | Mar 2, 2026 | ALBUQUERQUE, NM | Firm change after gap |
| 136725:106801:NM:2024-06-11 | Jun 11, 2024 | Jun 29, 2023 | ALBUQUERQUE, NM | Firm change after gap |