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Advisor at LPL FINANCIAL LLC
NORTHVILLE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 26, 2026 | n/a | yes | NORTHVILLE, MI|NORTHVILLE, MI | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | May 28, 2026 | no | NORTHVILLE, MI | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Mar 24, 2017 | Nov 3, 2023 | no | NORTHVILLE, MI|ATLANTA, GA|NORTHVILLE, MI | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Feb 20, 2014 | Mar 27, 2017 | no | NORTHVILLE, MI|HOUSTON, TX | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jul 23, 2010 | Feb 19, 2014 | no | APPLETON, WI|NORTHVILLE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | May 28, 2026 | May 26, 2026 | -2 | Firm change | Ibd to ibd |
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| NEXT FINANCIAL GROUP, INC. | FSC SECURITIES CORPORATION | Mar 27, 2017 | Mar 24, 2017 | -3 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | NEXT FINANCIAL GROUP, INC. | Feb 19, 2014 | Feb 20, 2014 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:MI:2026-05-28 | May 28, 2026 | May 26, 2026 | NORTHVILLE, MI | Firm change |