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H•••• M•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

H•••• M•••• S•••••••

Advisor at A•• P•••••• W•••••

Lancaster, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6979a304-42dc-835d-bfe6-a76036c65ad0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•• P•••••• W•••••	Independent wealth	Feb 23, 2026	n/a	yes	Lancaster, PA	Current employment
R•• P•••••• W•••••	Independent wealth	Aug 8, 2017	Feb 12, 2026	no	LANCASTER, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• P•••••• W•••••	A•• P•••••• W•••••	Feb 12, 2026	Feb 23, 2026	11	Firm change	RIA to new firm
P•••• S••••••••• L••	R•• P•••••• W•••••	Jul 5, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
122693:338631:PA:2026-02-12	Feb 12, 2026	Feb 23, 2026	LANCASTER, PA	Firm change

Relationships

Registered with (3)

→ A•• P•••••• W•••••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ R•• P•••••• W•••••Registered adviserregistration: previous registration
Aug 8, 2017 to Feb 12, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 17, 2013 to Jul 5, 2017factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
H•••• M•••• S••••••• left R•• P•••••• W••••• for A•• P•••••• W••••• (registered 2026-02-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6979a304-42dc-835d-bfe6-a76036c65ad0
First observed: Apr 17, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.