DFX Intelligence

L••••• E•••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

L••••• E•••••••• M••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

Ann Arbor, MI | CHICAGO, IL

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Search this name across graphsid dfx:ria:697b4ee4-4d78-038c-7dd1-b73ec03a80e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Aug 27, 2018	n/a	yes	CHICAGO, IL\|Ann Arbor, MI	Current employment
G••••••••• I•••••••••	Asset manager	Feb 25, 2014	Oct 20, 2016	no	NEW YORK, NY\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• I•••••••••	N••••••• T•••• I••••••••• I•••••••••	Oct 20, 2016	Aug 27, 2018	676	Firm change after gap	Other
I•••••• A•••••••• I•••	G••••••••• I•••••••••	Nov 8, 2013	Feb 25, 2014

Relationships

Registered with (3)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Aug 27, 2018 to presentfactForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Feb 25, 2014 to Oct 20, 2016factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 13, 2013 to Nov 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:697b4ee4-4d78-038c-7dd1-b73ec03a80e0
First observed: Jun 13, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.