DFX Intelligence

E••••••• W••••• P••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

E••••••• W••••• P••••••• I•••

CRD 298672

CHICAGO, IL

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Search this name across graphsid dfx:ria:697cf8c0-3061-44f7-f87d-be99a594d6ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2026 to Sep 15, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $21.5M••• Locked
Discretionary RAUM: $21.5M
Private client RAUM: $21.3Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• E•••• B•••••	Certified Financial Planner	CHICAGO, IL	7	20	3	no

Relationships

Registered with (4)

← J•••• E•••• B•••••Advisorregistration: current employment
Oct 23, 2018 to presentfactForm ADV
← K••••••• J•••• C••••••Advisorregistration: previous registration
Feb 12, 2021 to Oct 10, 2022factForm ADV
← J•••••• R•••••• R••••••Advisorregistration: previous registration
Nov 21, 2019 to Jan 4, 2022factForm ADV
← N•••••• D••

Dated events

Occurred
Oct 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:697cf8c0-3061-44f7-f87d-be99a594d6ff
First observed: Sep 15, 2026
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.