DFX Intelligence

N•••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

N•••••• D••

Advisor at I•••••• F•••••••• S•••••••••

Newark, DE | NEWTON, MA

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Search this name across graphsid dfx:ria:b6c45f2e-c488-4538-349a-52bb79c03ff6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• F•••••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• F•••••••• S•••••••••	State registered	May 13, 2024	n/a	yes	Newark, DE\|NEWTON, MA	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jan 19, 2022	Oct 5, 2022	no	NEWARK, DE\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• F•••••••• H•••••	O••••• I••••••••• A••••••• L••	Nov 8, 2024	Jan 19, 2022	-1,024	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	I•••••• F•••••••• S•••••••••	Oct 5, 2022	May 13, 2024

Relationships

Registered with (6)

→ I•••••• F•••••••• S•••••••••Registered adviserregistration: current employment
May 13, 2024 to presentfactForm ADV
→ D•• F•••••••• H•••••Registered adviserregistration: previous registration
Sep 21, 2021 to Nov 8, 2024factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 19, 2022 to Oct 5, 2022factForm ADV
→ E••••••• W••••• P••••••• I•••Registered adviser

Dated events

Occurred
Nov 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6c45f2e-c488-4538-349a-52bb79c03ff6
First observed: Jul 26, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.