DFX Intelligence

D•••••• J•••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

D•••••• J•••• L•••••••••

Advisor at P•••••• W••••• S••••••••• L••

Calabasas, CA

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Search this name across graphsid dfx:ria:69813701-dfda-305e-7c1b-b5e0eeeca99c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 19, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• S••••••••• L••	Independent wealth	Sep 5, 2017	n/a	yes	Calabasas, CA	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Sep 26, 2008	Oct 10, 2017	no	FT. LAUDERDALE, FL\|WOODLAND HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	P•••••• W••••• S••••••••• L••	Oct 10, 2017	Sep 5, 2017	-35	Firm change after gap	Other
B••••••••• S••••••••• C•••••••••	K••••• A•••••••• I•••	Jun 22, 2007	Sep 26, 2008

Relationships

Registered with (3)

→ P•••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Sep 5, 2017 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2008 to Oct 10, 2017factForm ADV
→ B••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 19, 1998 to Jun 22, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69813701-dfda-305e-7c1b-b5e0eeeca99c
First observed: Aug 19, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.