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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

CRAIG HOWELL YOUNG

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Stamford, CT | NEW YORK, NY | STAMFORD, CT

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Search this name across graphsid dfx:ria:6986ae4e-b35c-c2f3-2407-0bc0be76dd15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Jul 6, 2006
First registration: Jul 7, 2006
Dual registered: yes, broker-dealer
Other names: CRAIG H. YOUNG|CRAIG YOUNG
IAPD individual key: 5130239

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 9, 2015	n/a	yes	STAMFORD, CT\|NEW YORK, NY\|Stamford, CT	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jul 18, 2014	Oct 2, 2015	no	Houston, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 14, 2010	Jun 25, 2014	no	SUGAR LAND, TX\|HOUSTON, TX\|BEAUMONT, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 4, 2010	no	Houston, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 7, 2006	Jun 1, 2009	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 2, 2015	Oct 9, 2015	7	Firm change	Other
UBS FINANCIAL SERVICES INC.	ROBERT W. BAIRD & CO. INCORPORATED	Jun 25, 2014	Jul 18, 2014	23	Firm change	Other
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Feb 4, 2010	Jan 14, 2010	-21	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Oct 9, 2015 to presentfactForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Jul 18, 2014 to Oct 2, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 14, 2010 to Jun 25, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 4, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 7, 2006 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.