DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• A•••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• A•••• M••••••••• L•• | Independent wealth | Feb 24, 2025 | n/a | yes | Oklahoma, OK|JUPITER, FL | Current employment |
| T••••••• S••••••• A••••••• | Bd affiliated wealth | Jul 2, 2024 | n/a | yes | Oklahoma City, OK|INDIANAPOLIS, IN | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• C•••••• A•••••••• I••• | T••••••• S••••••• A••••••• | Jun 28, 2024 | Jul 2, 2024 | 4 | Firm change | RIA to ibd |
| G•••• A•••••••• L•• | P••••••• C•••••• A•••••••• I••• | Dec 31, 2010 | Dec 20, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115758:299201:OK:2024-06-28 | Jun 28, 2024 | Jul 2, 2024 | OKLAHOMA CITY, OK | Firm change |
| P••••••• C•••••• A•••••••• I••• | Former SEC adviser | Dec 20, 2012 | Jun 28, 2024 | no | OKLAHOMA CITY, OK | Previous registration |
| G•••• A•••••••• L•• | n/a | Aug 27, 2008 | Dec 31, 2010 | no | OKLAHOMA CITY, OK | Previous registration |
| G•••• S••••••••• I••• | n/a | Aug 20, 2004 | Jul 28, 2010 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK|OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| 720 |
| Firm change after gap |
| Other |
| G•••• S••••••••• I••• | G•••• A•••••••• L•• | Jul 28, 2010 | Aug 27, 2008 | -700 | Firm change after gap | Other |