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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)20 years in industry

DIANNA KRISTINE LANEY

Advisor at LPL FINANCIAL LLC

FOLSOM, CA

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Search this name across graphsid dfx:ria:698fc32b-6353-89e1-a7e8-e643e0eff46f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Dec 8, 2005
First registration: Dec 12, 2005
Dual registered: yes, broker-dealer
Other names: DIANNA KRISTINE HERRING
IAPD individual key: 5027587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 15, 2020	n/a	yes	FOLSOM, CA\|FOLSOM, CA	Current employment
IDEAL LIFE FINANCIAL ADVISORS	Former SEC adviser	May 17, 2016	Jul 16, 2020	no	FOLSOM, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 30, 2015	Mar 22, 2016	no	Sacramento, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 14, 2009	Nov 4, 2015	no	SACRAMENTO, CA\|SAN DIEGO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 12, 2005	Apr 15, 2009	no	ROSEVILLE, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IDEAL LIFE FINANCIAL ADVISORS	LPL FINANCIAL LLC	Jul 16, 2020	Apr 15, 2020	-92	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	IDEAL LIFE FINANCIAL ADVISORS	Mar 22, 2016	May 17, 2016	56	Firm change	Other
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 4, 2015	Oct 30, 2015	-5	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Apr 15, 2009	Apr 14, 2009	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164084:6413:CA:2020-07-16	Jul 16, 2020	Apr 15, 2020	FOLSOM, CA	Firm change after gap

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 14, 2009 to Nov 4, 2015factForm ADV
→ IDEAL LIFE FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 17, 2016 to Jul 16, 2020factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 30, 2015 to Mar 22, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 12, 2005 to Apr 15, 2009factForm ADV

Dated events

No dated event names this entity yet.