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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PITTSFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 31, 2019 | n/a | yes | PITTSFORD, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 7, 2018 | May 3, 2019 | no | FAIRPORT, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 3, 2017 | May 7, 2018 | no | New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 2, 2009 | Mar 7, 2017 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 3, 2019 | May 31, 2019 | 28 | Firm change | RIA to wirehouse |
| MORGAN STANLEY | LPL FINANCIAL LLC | May 7, 2018 | May 7, 2018 | 0 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Mar 7, 2017 | Mar 3, 2017 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:NY:2017-03-02 | Mar 7, 2017 | Mar 3, 2017 | NEW YORK, NY | Firm change |