DFX Intelligence

R••••• B•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R••••• B•••• R•••

Advisor at A•••• W••••• A•••••••

LOGAN, UT

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Search this name across graphsid dfx:ria:699bb07d-5d39-65a1-6545-ec98f31c940e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••	Independent wealth	Apr 8, 2024	n/a	yes	LOGAN, UT	Current employment
M••••• S••••••	Wirehouse	Aug 4, 2022	Nov 29, 2023	no	Holladay, UT\|Greenwood Village, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••• W••••• A•••••••	Nov 29, 2023	Apr 8, 2024	131	Firm change	Wirehouse to RIA
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Aug 4, 2022	Aug 4, 2022

Relationships

Registered with (5)

→ A•••• W••••• A•••••••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 4, 2022 to Nov 29, 2023factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 11, 2021 to Aug 4, 2022factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Nov 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:699bb07d-5d39-65a1-6545-ec98f31c940e
First observed: Sep 12, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.