DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••••• I••••••••• G••••• L••
SMYRNA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• I••••••••• G••••• L•• | State registered | Oct 23, 2024 | n/a | yes | SMYRNA, GA | Current employment |
| M••••• S•••••• | Wirehouse | Jun 10, 2021 | Jul 6, 2021 | no | Atlanta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | O••••••••• I••••••••• G••••• L•• | Jul 6, 2021 | Oct 23, 2024 | 1,205 | Firm change after gap | Wirehouse to state RIA |
| J••• M••••• S••••••••• L•• | M••••• S•••••• | Jun 15, 2021 | Jun 10, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:GA:2021-06-15 | Jun 15, 2021 | Jun 10, 2021 | ATLANTA, GA | Firm change |
| J••• M••••• S••••••••• L•• |
| Wirehouse |
| Aug 3, 2009 |
| Jun 15, 2021 |
| no |
| ATLANTA, GA |
| Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Feb 9, 2006 | Aug 4, 2009 | no | ATLANTA, GA | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 3, 2002 | Jul 9, 2004 | no | ATLANTA, GA | Previous registration |
| -5 |
| Firm change |
| Wirehouse to wirehouse |
| M••••• K••••• • C••••••• L•• | J••• M••••• S••••••••• L•• | Aug 4, 2009 | Aug 3, 2009 | -1 | Firm change | Other |
| J••• M••••• S••••••••• L•• | M••••• K••••• • C••••••• L•• | Jul 9, 2004 | Feb 9, 2006 | 580 | Firm change after gap | Other |