RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K• A••••
- O••••••••• I••••••••• G••••• L•• state registered currentsince Oct 23, 2024 · Smyrna, Ga
- M••••• S•••••• wirehouseJun 10, 2021 to Jul 6, 2021 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseAug 3, 2009 to Jun 15, 2021 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerFeb 9, 2006 to Aug 4, 2009 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseOct 3, 2002 to Jul 9, 2004 · Atlanta, Ga
- M••••• S•••••• to O••••••••• I••••••••• G••••• L••left Jul 6, 2021, registered Oct 23, 2024 (1205 days) · Wirehouse to a state-registered adviser
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 15, 2021, registered Jun 10, 2021 (-5 days) · Wirehouse to wirehouse · moved with a team
- M••••• K••••• • C••••••• L•• to J••• M••••• S••••••••• L••left Aug 4, 2009, registered Aug 3, 2009 (-1 days) · Other
- J••• M••••• S••••••••• L•• to M••••• K••••• • C••••••• L••left Jul 9, 2004, registered Feb 9, 2006 (580 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address