DFX Intelligence

S•••• R• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••• R• B•••••••••

Advisor at S••••••••• L••

BEND, OR | Woodinville, WA

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Search this name across graphsid dfx:ria:69a7fc49-ad4d-a277-7186-1c38689267ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Feb 9, 2001 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• R• B•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• L••	State registered	Jan 14, 2026	n/a	yes	Woodinville, WA\|BEND, OR	Current employment
L••	Former SEC adviser	Dec 4, 2020	Apr 4, 2025	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••	S••••••••• L••	Apr 4, 2025	Jan 14, 2026	285	Firm change	RIA to state RIA
F•••••••• L••	L••	Dec 14, 2020	Dec 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
138419:113400:WA:2020-12-14	Dec 14, 2020	Dec 4, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ S••••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ L••Registered adviserregistration: previous registration
Dec 4, 2020 to Apr 4, 2025factForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Dec 14, 2020factForm ADV
→ Q•••••• C•••••• M••••••••• L•Registered adviser

Dated events

Occurred
Apr 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69a7fc49-ad4d-a277-7186-1c38689267ed
First observed: Feb 9, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.