DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
0 y
since Jan 14, 2026
In the industry
25 y
since Nov 22, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Smithbrook, LLC state registered currentsince Jan 14, 2026 · Woodinville, Wa
- Lnw formerDec 4, 2020 to Apr 4, 2025 · Seattle, Wa
- Filament, LLC formerJan 6, 2016 to Dec 14, 2020 · Seattle, Wa
- Filament, LLC formerMay 5, 2006 to Dec 31, 2015 · Seattle, Wa
- Quellos Private Capital Markets, L.P. unclassifiedJul 14, 2005 to Apr 6, 2006 · Seattle, Wa
- Quellos Capital Management LP unclassifiedFeb 9, 2001 to Apr 6, 2006 · Seattle, Wa
- Quellos Fixed Income Advisors LLC unclassifiedFeb 9, 2001 to Mar 15, 2004 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Lnw to Smithbrook, LLCleft Apr 4, 2025, registered Jan 14, 2026 (285 days) · RIA to a state-registered adviser
- Filament, LLC to Lnwleft Dec 14, 2020, registered Dec 4, 2020 (-10 days) · RIA to RIA · moved with a team
- Quellos Capital Management LP to Quellos Private Capital Markets, L.P.left Apr 6, 2006, registered Jul 14, 2005 (-266 days) · Other
- Quellos Private Capital Markets, L.P. to Filament, LLCleft Apr 6, 2006, registered May 5, 2006 (29 days) · Other
- Quellos Fixed Income Advisors LLC to Quellos Capital Management LPleft Mar 15, 2004, registered Feb 9, 2001 (-1130 days) · Other
Signals
- Scott R. Butterfield left Lnw for Smithbrook, Llc (registered 2026-01-14)Apr 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address