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advised by PT ASSET MANAGEMENT, LLC
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Dec 7, 2016 |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | MERRILL LYNCH PROFESSIONAL CLEARING CORP. | NEW YORK | New York | United States | no | 8-33359 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEW YORK | New York | United States | no | 8-7221 |
| SG AMERICAS SECURITIES, LLC | SG AMERICAS SECURITIES, LLC |
| $50.2M |
| 17 |
| $1.0M |
| 500.0% |
| yes |
| P••• S••••••••• C••••• F•••• L• |
| Mar 24, 2016 | $50.2M | 17 | $1.0M | 500.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Feb 22, 2016 | $68.8M | 29 | $1.0M | 2200.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Dec 1, 2015 | $68.8M | 29 | $1.0M | 2200.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Mar 16, 2015 | $68.8M | 29 | $1.0M | 2200.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Feb 6, 2015 | $190M | 40 | $1.0M | 900.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Feb 6, 2015 | $190M | 40 | $1.0M | 900.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Dec 3, 2014 | $190M | 40 | $1.0M | 900.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Nov 20, 2014 | $190M | 40 | $1.0M | 900.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Jun 13, 2014 | $190M | 40 | $1.0M | 900.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Mar 31, 2014 | $190M | 40 | $1.0M | 900.0% | yes | P••• S••••••••• C••••• F•••• L• |
| Jan 22, 2014 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Dec 13, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Dec 11, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Oct 18, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Oct 18, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Sep 6, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Apr 25, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Mar 28, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L••• |
| Mar 28, 2013 | $187M | 55 | $1.0M | 2300.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L••• |
| Feb 8, 2013 | $155M | 59 | $100,000 | 800.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Mar 30, 2012 | $155M | 59 | $100,000 | 800.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Mar 6, 2012 | $155M | 59 | $100,000 | 800.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| Feb 28, 2012 | $155M | 59 | $100,000 | 800.0% | yes | P••••••••• T•••• O••••••••• F••• I•• L• |
| New York |
| United States |
| no |
| 8-66125 |
| THE NORTHERN TRUST COMPANY | THE NORTHERN TRUST COMPANY | Chicago | Illinois | United States | no | n/a |