DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••• S••••••••• C••••• F•••• L•
Gross asset value
$50.2M
as of Dec 7, 2016; not a fund size
Peak GAV
$190M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
16%
Reported
24 filings
Feb 28, 2012 to Dec 7, 2016
Reporting history
one row per Form ADV filing
Gross asset value$50.2M as of Dec 7, 2016
Feb 28, 2012$155M then
Owners17 as of Dec 7, 2016
Feb 28, 201259 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-123396reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch Professional Clearing Corp.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Sg Americas Securities, LLCNew York, New York
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons