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RIA / WealthAdvisor29 years in industry

JOHN REED CROSIER

Advisor at ASPEN CAPITAL MANAGEMENT LLC

SAINT GEORGE, UT

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Search this name across graphsid dfx:ria:69b87bc6-271e-3338-6408-9e548fee0a65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASPEN CAPITAL MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Nov 1, 1996
First registration: Sep 13, 2007
Dual registered: no
IAPD individual key: 2787111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASPEN CAPITAL MANAGEMENT LLC	State registered	Sep 17, 2015	n/a	yes	SAINT GEORGE, UT	Current employment
MY INVESTMENT ADVISOR, INC.	n/a	Feb 28, 2011	Nov 3, 2015	no	ST GEORGE, UT	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 22, 2011	Feb 24, 2011	no	ST. GEORGE, UT\|SPRINGVILLE, UT	Previous registration
QA3 FINANCIAL LLC	n/a	Dec 1, 2010	Feb 11, 2011	no	ST. GEORGE, UT\|OMAHA, NE	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 13, 2007	Nov 9, 2010	no	ST GEORGE, UT\|ST GEORGE, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MY INVESTMENT ADVISOR, INC.	ASPEN CAPITAL MANAGEMENT LLC	Nov 3, 2015	Sep 17, 2015	-47	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	MY INVESTMENT ADVISOR, INC.	Feb 24, 2011	Feb 28, 2011	4	Firm change	Other
QA3 FINANCIAL LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 11, 2011	Feb 22, 2011	11	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	QA3 FINANCIAL LLC	Nov 9, 2010	Dec 1, 2010	22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
144616:226559:UT:2015-11-03	Nov 3, 2015	Sep 17, 2015	ST GEORGE, UT	Firm change after gap

Relationships

Registered with (5)

→ ASPEN CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 17, 2015 to presentfactForm ADV
→ MY INVESTMENT ADVISOR, INC.Registered adviserregistration: previous registration
Feb 28, 2011 to Nov 3, 2015factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Feb 22, 2011 to Feb 24, 2011factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 1, 2010 to Feb 11, 2011factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 13, 2007 to Nov 9, 2010factForm ADV

Dated events

No dated event names this entity yet.