DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R••• C••••••

A•••• C•••••• M••••••••• L••state registeredSaint George, UtIA-onlyIAPD 2787111

Feed of 09/14/2026

At current firm

11 y

since Sep 17, 2015

In the industry

29 y

since Nov 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• C•••••• M••••••••• L•• state registered current
since Sep 17, 2015 · Saint George, Ut
M• I••••••••• A••••••• I••• unclassified
Feb 28, 2011 to Nov 3, 2015 · St George, Ut
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Feb 22, 2011 to Feb 24, 2011 · St. George, Ut
Q•• F•••••••• L•• unclassified
Dec 1, 2010 to Feb 11, 2011 · St. George, Ut
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 13, 2007 to Nov 9, 2010 · St George, Ut

Moves

a registration end followed by a registration begin elsewhere

M• I••••••••• A••••••• I••• to A•••• C•••••• M••••••••• L••
left Nov 3, 2015, registered Sep 17, 2015 (-47 days) · Other · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to M• I••••••••• A••••••• I•••
left Feb 24, 2011, registered Feb 28, 2011 (4 days) · Other
Q•• F•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Feb 11, 2011, registered Feb 22, 2011 (11 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to Q•• F•••••••• L••
left Nov 9, 2010, registered Dec 1, 2010 (22 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address