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Advisor at LPL FINANCIAL LLC
DENVER, CO | BOULDER, CO | GOLDEN, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 22, 2023 | n/a | yes | BOULDER, CO|GOLDEN, CO|DENVER, CO | Current employment |
| MERIDIAN WEALTH MANAGEMENT LLC | Former SEC adviser | May 29, 2012 | Mar 16, 2023 | no | DENVER, CO|BOULDER, CO|Golden, CO | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 1, 1999 | Dec 1, 2005 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERIDIAN WEALTH MANAGEMENT LLC | LPL FINANCIAL LLC | Mar 16, 2023 | Feb 22, 2023 | -22 | Firm change | RIA to RIA |
| WELLS FARGO INVESTMENTS, LLC | MERIDIAN WEALTH MANAGEMENT LLC | Dec 1, 2005 | May 29, 2012 | 2,371 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 161144:6413:CO:2023-03-16 | Mar 16, 2023 | Feb 22, 2023 | GOLDEN, CO | Firm change |