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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MERIDIAN WEALTH MANAGEMENT LLC

CRD 161144

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f20bb7ff-e179-f3e6-bb0b-e5468cc04c49

Data as of Oct 4, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Apr 17, 2012 to Oct 4, 2022
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $514MItem 5.F on the latest filing (2022-10-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $514M
Private client RAUM: $486MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 810
Individual clients: 249
High net worth clients: 275
Custody, client assets: $12.5M
SEC number: 801-76586
CRD: 161144
Filings on the tape: 21
First filed: Apr 17, 2012
Latest filed: Oct 4, 2022
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANSEN, DAVID, BURKE	Ceo	C	yes	03/2012	Apr 17, 2012	Oct 4, 2022
MATHEWS, TANYA, REBEKAH	MANAGING PARTNER	C	yes	02/2012	Apr 17, 2012	Oct 4, 2022
MOWER, RICHARD, NELSON	MANAGING PARTNER	C	yes	02/2012	Apr 17, 2012	Oct 4, 2022
WEINTRAUB, RICHARD, ERIC	MANAGING PARTNER	C	yes	02/2012	Apr 17, 2012	Oct 4, 2022
JETT, KARA, LYNN	CHIEF COMPLIANCE OFFICER	Na	no	09/2022	Oct 4, 2022	Oct 4, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2022	$514M	$514M	7	7	1	n/a	n/a
2021	Mar 31, 2021	$403M	$403M	7	7	1	n/a	n/a
2020	Mar 12, 2020	$337M	$337M	7	7	1	n/a	n/a
2019	Mar 7, 2019	$262M	$262M	5	4	1	n/a	n/a
2018	Mar 29, 2018	$277M	$277M	5	4	1	n/a	n/a
2017	Mar 17, 2017	$230M	$230M	7	4	n/a	n/a	n/a
2016	Mar 14, 2016	$192M	$192M	7	4	n/a	n/a	n/a
2015	Mar 31, 2015	$210M	$210M	7	4	n/a	n/a	n/a
2014	Mar 27, 2014	$183M	$183M	7	4	n/a	n/a	n/a
2013	Mar 12, 2013	$147M	$147M	8	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$514M	$403M	27.8%	$262M	25.2%	7	7	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	4	Mar 16, 2023	Feb 23, 2023	BOULDER, CO	Firm absorbed	RIA to ibd	80.0%

Relationships

Controls (4)

← HANSEN, DAVID, BURKEOwnerCEO, ownership code C, individual
Apr 17, 2012 to presentfactForm ADV
← MATHEWS, TANYA, REBEKAHOwnerMANAGING PARTNER, ownership code C, individual
Apr 17, 2012 to presentfactForm ADV
← MOWER, RICHARD, NELSONOwnerMANAGING PARTNER, ownership code C, individual
Apr 17, 2012 to presentfactForm ADV
← WEINTRAUB, RICHARD, ERICOwnerMANAGING PARTNER, ownership code C, individual
Apr 17, 2012 to presentfactForm ADV

Owns (1)

← JETT, KARA, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 4, 2022 to presentfactForm ADV

Registered with (6)

← TANYA REBEKAH MATHEWSAdvisorregistration: previous registration
Jun 11, 2012 to Mar 16, 2023factForm ADV
← STACEY ANN MUNIZAdvisorregistration: previous registration
May 30, 2012 to Mar 16, 2023factForm ADV
← RICHARD NELSON MOWERAdvisorregistration: previous registration
May 29, 2012 to Mar 16, 2023factForm ADV
← RICHARD ERIC WEINTRAUBAdvisorregistration: previous registration
May 30, 2012 to Mar 16, 2023factForm ADV
← WARREN PRENTICEAdvisorregistration: previous registration
Aug 8, 2019 to Mar 16, 2023factForm ADV
← WENDY SUE HALINGSTADAdvisorregistration: previous registration
Apr 8, 2021 to Jun 21, 2021factForm ADV

Moved with (1)

→ LPL FINANCIAL LLCRegistered adviser4 advisors, firm absorbed, same day
Mar 16, 2023 to Feb 23, 2023factForm ADV

Dated events

Occurred
Mar 16, 2023
Firm absorbed
Meridian Wealth Management LLC's advisors moved to LPL Financial LLC (Boulder, CO): 4 of 5 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Mar 16, 2023
Advisor changed firm
Richard Eric Weintraub left Meridian Wealth Management Llc for Lpl Financial Llc (registered 2023-02-22)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2023
Advisor changed firm
Warren Prentice left Meridian Wealth Management Llc for Lpl Financial Llc (registered 2023-02-23)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2023
Advisor changed firm
Tanya Rebekah Mathews left Meridian Wealth Management Llc for Lpl Financial Llc (registered 2023-02-22)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2023
Advisor changed firm
Richard Nelson Mower left Meridian Wealth Management Llc for Lpl Financial Llc (registered 2023-02-22)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2023
Advisor departed, no destination yet
Stacey Ann Muniz no longer registered at Meridian Wealth Management Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Meridian Wealth Management Llc reported RAUM $514.5M, up 28% from $402.7M (2021-03-31 to 2022-03-31)
Form ADVobserved 5 days ago
$112M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f20bb7ff-e179-f3e6-bb0b-e5468cc04c49
First observed: Apr 17, 2012
Last observed: Oct 4, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MERIDIAN WEALTH MANAGEMENT LLC

CRD 161144

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f20bb7ff-e179-f3e6-bb0b-e5468cc04c49

Data as of Oct 4, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANSEN, DAVID, BURKE

Ceo

yes

03/2012

Apr 17, 2012

Oct 4, 2022

MATHEWS, TANYA, REBEKAH

MANAGING PARTNER

yes

02/2012

Apr 17, 2012

Oct 4, 2022

MOWER, RICHARD, NELSON

MANAGING PARTNER

yes

02/2012

Apr 17, 2012

Oct 4, 2022

WEINTRAUB, RICHARD, ERIC

MANAGING PARTNER

yes

02/2012

Apr 17, 2012

Oct 4, 2022

JETT, KARA, LYNN

CHIEF COMPLIANCE OFFICER

09/2022

Oct 4, 2022

City

State

Country

Employees

Also broker-dealer

Denver

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2022

$514M

n/a

2021

Mar 31, 2021

$403M

n/a

2020

Mar 12, 2020

$337M

n/a

2019

Mar 7, 2019

$262M

n/a

2018

Mar 29, 2018

$277M

n/a

2017

Mar 17, 2017

$230M

n/a

2016

Mar 14, 2016

$192M

n/a

2015

Mar 31, 2015

$210M

n/a

2014

Mar 27, 2014

$183M

n/a

2013

Mar 12, 2013

$147M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$514M

$403M

27.8%

$262M

25.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Mar 16, 2023

Feb 23, 2023

BOULDER, CO

Firm absorbed

RIA to ibd

80.0%