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RIA / WealthAdvisor19 years in industry

VINCENT TOMAS RYAN

Advisor at AVANTAX PLANNING PARTNERS, INC.

Chadron, NE | DUBUQUE, IA

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Search this name across graphsid dfx:ria:69c3ed9b-4765-b265-9b68-4fd41e7078f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVANTAX PLANNING PARTNERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 18, 2007
First registration: Dec 21, 2007
Dual registered: no
Other names: VINCE RYAN|VINCENT T RYAN|VINCENT RYAN|VINCE T RYAN|VINCE TOMAS RYAN
IAPD individual key: 5469290

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Feb 1, 2023	n/a	yes	Chadron, NE\|DUBUQUE, IA	Current employment
ALLEN CAPITAL GROUP, LLC	Independent wealth	Nov 5, 2014	Jan 31, 2023	no	CHADRON, NE\|GRAND ISLAND, NE	Previous registration
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Feb 5, 2010	Dec 31, 2013	no	CHADRON, NE	Previous registration
FALCO FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 21, 2007	Feb 2, 2010	no	SCOTTSBLUFF, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLEN CAPITAL GROUP, LLC	AVANTAX PLANNING PARTNERS, INC.	Jan 31, 2023	Feb 1, 2023	1	Firm change	RIA to RIA
AVANTAX PLANNING PARTNERS, INC.	ALLEN CAPITAL GROUP, LLC	Dec 31, 2013	Nov 5, 2014	309	Firm change	Other
FALCO FINANCIAL SERVICES, INC.	AVANTAX PLANNING PARTNERS, INC.	Feb 2, 2010	Feb 5, 2010	3	Firm change	Other

Relationships

Registered with (3)

→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: previous registration
Feb 5, 2010 to Dec 31, 2013factForm ADV
→ ALLEN CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 5, 2014 to Jan 31, 2023factForm ADV
→ FALCO FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 21, 2007 to Feb 2, 2010factForm ADV

Dated events

Occurred
Jan 31, 2023
Advisor changed firm
Vincent Tomas Ryan left Allen Capital Group, Llc for Avantax Planning Partners, Inc. (registered 2023-02-01)
Form ADVobserved 5 days ago