DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•• C•••••• W••••• M••••••••• L••
MINNEAPOLIS, MN | Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•• C•••••• W••••• M••••••••• L•• | Independent wealth | Apr 19, 2024 | n/a | yes | Minneapolis, MN|MINNEAPOLIS, MN | Current employment |
| U••••••••• W••••• M••••••••• L•• | Independent wealth | Jan 31, 2019 | Jan 31, 2025 | no | EDEN PRAIRIE, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••••••••• W••••• M••••••••• L•• | V•• C•••••• W••••• M••••••••• L•• | Jan 31, 2025 | Apr 19, 2024 | -287 | Firm change after gap | RIA to RIA |
| E•••• S••••••••• L•• | U••••••••• W••••• M••••••••• L•• | Feb 1, 2019 | Jan 31, 2019 |
| E•••• S••••••••• L•• | Bd affiliated wealth | Oct 14, 2014 | Feb 1, 2019 | no | EDINA, MN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 17, 2013 | May 30, 2014 | no | MINNEAPOLIS, MN | Previous registration |
| -1 |
| Firm change |
| Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | E•••• S••••••••• L•• | May 30, 2014 | Oct 14, 2014 | 137 | Firm change | Other |