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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Denise Chisolm

Advisor at ACORNS

Los Angeles, CA | IRVINE, CA

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Search this name across graphsid dfx:ria:69e12836-a485-e59a-5f00-2fd68305b27a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Jan 31, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Denise Andrea Chisolm

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ACORNS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 5, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 5, 1996
First registration: Jan 31, 2003
Dual registered: yes, broker-dealer
Other names: DENISE ANDREA SARGEANT|DENISE ANDREA PARRIS|DENISE ANDREA CHISOLM
IAPD individual key: 2743307

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Acorns	Independent wealth	Jul 28, 2022	n/a	yes	IRVINE, CA\|Los Angeles, CA	Current employment
GLOBALT INVESTMENTS	Former SEC adviser	Nov 9, 2018	Jun 14, 2021	no	ATLANTA, GA	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Jan 5, 2015	Jun 9, 2021	no	ALPHARETTA, GA\|COLUMBUS, GA\|ATLANTA, GA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Aug 1, 2014	Dec 14, 2015	no	ALPHARETTA, GA\|AUSTIN, TX\|ALPHARETTA, GA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Feb 15, 2011	Aug 1, 2014	no	ATLANTA, GA\|SAN RAFAEL, CA\|ALPHARETTA, GA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 31, 2003	Apr 30, 2010	no	ATLANTA, GA\|Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBALT INVESTMENTS	Acorns	Jun 14, 2021	Jul 28, 2022	409	Firm change after gap	RIA to RIA
SYNOVUS SECURITIES, INC.	GLOBALT INVESTMENTS	Jun 9, 2021	Nov 9, 2018	-943	Firm change after gap	RIA to RIA
NFP ADVISOR SERVICES, LLC	SYNOVUS SECURITIES, INC.	Dec 14, 2015	Jan 5, 2015	-343	Firm change after gap	Other
FINANCIAL TELESIS, INC.	NFP ADVISOR SERVICES, LLC	Aug 1, 2014	Aug 1, 2014	0	Firm change	Other
PRINCIPAL SECURITIES, INC.	FINANCIAL TELESIS, INC.	Apr 30, 2010	Feb 15, 2011	291	Firm change	Other

Relationships

Registered with (6)

→ ACORNSRegistered adviserregistration: current employment
Jul 28, 2022 to presentfactForm ADV
→ GLOBALT INVESTMENTSRegistered adviserregistration: previous registration
Nov 9, 2018 to Jun 14, 2021factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 5, 2015 to Jun 9, 2021factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Aug 1, 2014 to Dec 14, 2015factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Feb 15, 2011 to Aug 1, 2014factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 31, 2003 to Apr 30, 2010factForm ADV

Dated events

No dated event names this entity yet.