DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GLOBALT INVESTMENTS

SYNOVUS TRUST COMPANY, N.A., CRD 168405

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dba67a9e-2945-df9f-6324-555563a24e47

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 15
On other graphs: 0
Observed: Jul 10, 2013 to Mar 30, 2023
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5BItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 21
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4,225
Individual clients: 3,416
High net worth clients: 577
Custody, client assets: $0
SEC number: 801-78344
CRD: 168405
Filings on the tape: 40
First filed: Jul 10, 2013
Latest filed: Mar 30, 2023
Organised: Other (specify), Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRAIG, DRAKE, JOHN	CHIEF OPERATING OFFICER	Na	yes	05/2021	Aug 13, 2019	Mar 30, 2023
FULLAM, GARY, EDWARD	CHIEF INVESTMENT OFFICER	Na	yes	03/1991	Jul 10, 2013	Mar 30, 2023
MARSHALL, ANNETTE, MICHELLE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2021	Nov 26, 2021	Mar 30, 2023
ROACH, WILLIAM, HENRY	PRESIDENT, GLOBALT DIVISION	Na	yes	01/1992	Jul 10, 2013	Mar 30, 2023
Rodgers, Elizabeth, Krawcheck	PRESIDENT OF SYNOVUS TRUST CO, N.A.	Na	yes	10/2022	Mar 30, 2023	Mar 30, 2023
SYNOVUS BANK	Owner	E	yes	01/1995	Jul 10, 2013	Mar 30, 2023
SYNOVUS FINANCIAL CORPORATION	Owner	E	yes	01/1995	Jul 10, 2013	Mar 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SYNOVUS SECURITIES, INC.	n/a	Bd affiliated wealth	$8.4B	N	yes	n/a
SYNOVUS BANK	n/a	n/a	n/a	N	yes	n/a
SYNOVUS TRUST COMPANY, N.A.	n/a	n/a	n/a	Y	yes	Ga

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$2.5B	$2.5B	21	21	0	n/a	n/a
2021	Mar 31, 2022	$3.0B	$3.0B	21	21	0	n/a	n/a
2020	Mar 29, 2021	$2.4B	$2.4B	20	20	0	n/a	n/a
2019	Mar 30, 2020	$1.9B	$1.9B	20	20	0	n/a	n/a
2018	Mar 8, 2019	$1.5B	$1.5B	21	20	0	n/a	n/a
2017	Mar 28, 2018	$1.5B	$1.5B	23	11	0	n/a	n/a
2016	Mar 31, 2017	$1.3B	$1.3B	20	10	n/a	n/a	n/a
2015	Mar 29, 2016	$1.2B	$1.2B	24	11	n/a	n/a	n/a
2014	Mar 23, 2015	$1.3B	$1.3B	22	14	n/a	n/a	n/a
2013	Mar 26, 2014	$1.1B	$1.1B	22	12	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$2.5B	$3.0B	-16.1%	$1.9B	10.4%	21	21	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBALT INVESTMENTS	11	Dec 11, 2023	Dec 1, 2023	ATLANTA, GA	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HERNDON CAPITAL MANAGEMENT, LLC	2	Jul 28, 2016	Apr 26, 2022	ATLANTA, GA	Team lift out	Other	40.0%

Relationships

Affiliated with (1)

→ SYNOVUS SECURITIES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (7)

← ROACH, WILLIAM, HENRYOwnerPRESIDENT, GLOBALT DIVISION, ownership code NA, individual
Jul 10, 2013 to presentfactForm ADV
← CRAIG, DRAKE, JOHNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 13, 2019 to presentfactForm ADV
← MARSHALL, ANNETTE, MICHELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 26, 2021 to presentfactForm ADV
← FULLAM, GARY, EDWARDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jul 10, 2013 to presentfactForm ADV
← Rodgers, Elizabeth, KrawcheckOwnerPRESIDENT OF SYNOVUS TRUST CO, N.A., ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← SYNOVUS BANKOwnerOWNER, ownership code E, domestic entity
Jul 10, 2013 to presentfactForm ADV
← SYNOVUS FINANCIAL CORPORATIONOwnerOWNER, ownership code E, domestic entity
Jul 10, 2013 to presentfactForm ADV

Registered with (18)

← THOMAS ANDREW MARTINAdvisorregistration: previous registration
Aug 19, 2014 to Dec 11, 2023factForm ADV
← WILLIAM HENRY ROACHAdvisorregistration: previous registration
Aug 14, 2013 to Dec 11, 2023factForm ADV
← DRAKE JOHN CRAIGAdvisorregistration: previous registration
Oct 30, 2018 to Dec 11, 2023factForm ADV
← ANNETTE MICHELLE MARSHALLAdvisorregistration: previous registration
Nov 1, 2021 to Dec 11, 2023factForm ADV
← MARC OTHA SYDNORAdvisorregistration: previous registration
Apr 26, 2022 to Dec 11, 2023factForm ADV
← JAMES GORDON KISHAdvisorregistration: previous registration
Jul 27, 2017 to Dec 11, 2023factForm ADV
← CHERYL WATTENBARGER LAVETTEAdvisorregistration: previous registration
Aug 7, 2013 to Dec 11, 2023factForm ADV
← GARY EDWARD FULLAMAdvisorregistration: previous registration
Aug 8, 2013 to Dec 11, 2023factForm ADV
← WILLIAM GREGORY LEFTWICHAdvisorregistration: previous registration
Aug 7, 2013 to Dec 11, 2023factForm ADV
← KIMBERLY DAWN WOODYAdvisorregistration: previous registration
Aug 8, 2013 to Dec 11, 2023factForm ADV
← Jairus Keith BuchananAdvisorregistration: previous registration
Mar 18, 2019 to Dec 11, 2023factForm ADV
← WADE H. FOWLERAdvisorregistration: previous registration
Sep 25, 2013 to Sep 29, 2022factForm ADV
← GENE FREDERICK GUNDERSONAdvisorregistration: previous registration
Jun 15, 2021 to Nov 19, 2021factForm ADV
← Denise ChisolmAdvisorregistration: previous registration
Nov 9, 2018 to Jun 14, 2021factForm ADV
← CRAIG M LONGAdvisorregistration: previous registration
Feb 28, 2017 to Aug 20, 2018factForm ADV
← Garrett H BrookesAdvisorregistration: previous registration
Mar 25, 2015 to Feb 28, 2017factForm ADV
← ERIC EVAN MOMCILOVICHAdvisorregistration: previous registration
Mar 4, 2016 to Jan 6, 2017factForm ADV
← Mark WojtowiczAdvisorregistration: previous registration
Aug 7, 2013 to Mar 24, 2014factForm ADV

Moved with (2)

→ GLOBALT INVESTMENTSRegistered adviser11 advisors, firm absorbed, same day
Dec 11, 2023 to Dec 1, 2023factForm ADV
← HERNDON CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out
Jul 28, 2016 to Apr 26, 2022factForm ADV

Dated events

Occurred
Dec 11, 2023
Firm absorbed
Globalt Investments's advisors moved to Globalt Investments (Atlanta, GA): 11 of 11 registered, on the same day
Form ADVobserved 3 days ago
11 advisors
Occurred
Mar 30, 2023
Control person joined
Krawcheck Elizabeth Rodgers (President Of Synovus Trust Co, N.A.) appeared on Schedule A of Globalt Investments
Form ADVobserved 4 days ago
Occurred
Nov 30, 2022
Control person left
Barton Jeffery Singleton (Evp, Synovus) no longer on Schedule A of Globalt Investments (listed 2022-11-04, absent 2022-11-30)
Form ADVobserved 4 days ago
Occurred
Sep 29, 2022
Advisor changed firm
Wade H. Fowler left Globalt Investments for Greatmark Investment Partners, Inc. (registered 2022-10-13)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Globalt Investments reported RAUM $3.0B, up 27% from $2.4B (2021-11-26 to 2022-03-31)
Form ADVobserved 4 days ago
$650M
Occurred
Nov 26, 2021
Control person left
Leila Carr (Chief Operating Officer) no longer on Schedule A of Globalt Investments (listed 2021-07-06, absent 2021-11-26)
Form ADVobserved 4 days ago
Occurred
Nov 26, 2021
Control person left
Enfinger Lillian Burns (Svp, Director - Synovus) no longer on Schedule A of Globalt Investments (listed 2021-07-06, absent 2021-11-26)
Form ADVobserved 4 days ago
Occurred
Nov 26, 2021
Control person left
Frederick Gene Gunderson (Chief Compliance Officer (Interim)) no longer on Schedule A of Globalt Investments (listed 2021-07-06, absent 2021-11-26)
Form ADVobserved 4 days ago
Occurred
Nov 26, 2021
Control person joined
Michelle Annette Marshall (Chief Compliance Officer) appeared on Schedule A of Globalt Investments
Form ADVobserved 4 days ago
Occurred
Jun 14, 2021
Control person joined
Frederick Gene Gunderson (Chief Compliance Officer (Interim)) appeared on Schedule A of Globalt Investments
Form ADVobserved 4 days ago
Occurred
Jun 14, 2021
Control person left
Andrea Denise Chisolm (Chief Compliance Officer) no longer on Schedule A of Globalt Investments (listed 2021-03-29, absent 2021-06-14)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Globalt Investments reported RAUM $2.4B, up 26% from $1.9B (2020-11-20 to 2021-03-29)
Form ADVobserved 4 days ago
$492M
Occurred
Mar 30, 2020
Control person joined
Enfinger Lillian Burns (Svp, Director - Synovus) appeared on Schedule A of Globalt Investments
Form ADVobserved 4 days ago
Occurred
Jul 10, 2013
Succession filed (Item 4)
Globalt Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Jul 10, 2013
First Form ADV filing
Globalt Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dba67a9e-2945-df9f-6324-555563a24e47
First observed: Jul 10, 2013
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBALT INVESTMENTS

SYNOVUS TRUST COMPANY, N.A., CRD 168405

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dba67a9e-2945-df9f-6324-555563a24e47

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRAIG, DRAKE, JOHN

CHIEF OPERATING OFFICER

yes

05/2021

Aug 13, 2019

Mar 30, 2023

FULLAM, GARY, EDWARD

CHIEF INVESTMENT OFFICER

yes

03/1991

Jul 10, 2013

Mar 30, 2023

MARSHALL, ANNETTE, MICHELLE

CHIEF COMPLIANCE OFFICER

yes

10/2021

Nov 26, 2021

Mar 30, 2023

ROACH, WILLIAM, HENRY

PRESIDENT, GLOBALT DIVISION

yes

01/1992

Jul 10, 2013

Mar 30, 2023

Rodgers, Elizabeth, Krawcheck

PRESIDENT OF SYNOVUS TRUST CO, N.A.

yes

10/2022

Mar 30, 2023

SYNOVUS BANK

Owner

yes

01/1995

Jul 10, 2013

Mar 30, 2023

SYNOVUS FINANCIAL CORPORATION

Owner

yes

01/1995

Jul 10, 2013

Mar 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SYNOVUS SECURITIES, INC.

n/a

Bd affiliated wealth

$8.4B

yes

n/a

SYNOVUS BANK

n/a

yes

n/a

SYNOVUS TRUST COMPANY, N.A.

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$2.5B

n/a

2021

Mar 31, 2022

$3.0B

n/a

2020

Mar 29, 2021

$2.4B

n/a

2019

Mar 30, 2020

$1.9B

n/a

2018

Mar 8, 2019

$1.5B

n/a

2017

Mar 28, 2018

$1.5B

n/a

2016

Mar 31, 2017

$1.3B

n/a

2015

Mar 29, 2016

$1.2B

n/a

2014

Mar 23, 2015

$1.3B

n/a

2013

Mar 26, 2014

$1.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$2.5B

$3.0B

-16.1%

$1.9B

10.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBALT INVESTMENTS

Dec 11, 2023

Dec 1, 2023

ATLANTA, GA

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HERNDON CAPITAL MANAGEMENT, LLC

Jul 28, 2016

Apr 26, 2022

ATLANTA, GA

Team lift out

Other

40.0%