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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CLEARVEST, LLC

CRD 167786

NEW YORK, NY

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Search this name across graphsid dfx:ria:69ed3632-8428-9cc2-fee3-4c8df2b1d489

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2013 to Mar 31, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $56.0MItem 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $56.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Accounts: 18
SEC number: 801-78390
CRD: 167786
Filings on the tape: 6
First filed: Jul 25, 2013
Latest filed: Mar 31, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BISHOP, JAMES, DEFORREST	ELECTED MANAGER	F	yes	10/2010	Jul 25, 2013	Mar 31, 2015
CLEARBROOK GLOBAL ADVISORS, LLC	Member	C	yes	04/2013	Jul 25, 2013	Mar 31, 2015
FOUR FAMILIES FUNDING, LLC	Member	D	yes	10/2010	Jul 25, 2013	Mar 31, 2015
GRIFFIN ASSET MANAGEMENT, LLC	Member	C	yes	04/2013	Jul 25, 2013	Mar 31, 2015
GRIFFIN, MICHAEL, EDWARD	MANAGING MEMBER	F	yes	01/2013	Jul 25, 2013	Mar 31, 2015
GRIFFIN, MICHAEL, EDWARD	Ceo	Na	yes	04/2013	Jul 25, 2013	Mar 31, 2015
HONG, MARK, N	MANAGING MEMBER	Na	yes	01/2015	Jan 13, 2015	Mar 31, 2015
NG, TIMOTHY, CHAN	ELECTED MANAGER	F	yes	08/2011	Jul 25, 2013	Mar 31, 2015
SALZMAN, JEFFREY, HAMILTON	ELECTED MANAGER	F	yes	04/2011	Jul 25, 2013	Mar 31, 2015
THE ALPHA COOPERATIVE, LLC	Member	C	yes	04/2013	Jul 25, 2013	Mar 31, 2015
WISLAR, ELLIOTT, WAKEFIELD	ELECTED MANAGER	F	yes	10/2010	Jul 25, 2013	Mar 31, 2015
WISLAR, JOHN, B	ELECTED MEMBER	F	yes	06/2011	Jul 25, 2013	Mar 31, 2015
ZAFFUTO, CHARLES, ANTHONY	CHIEF OPERATING OFFICER	Na	yes	04/2013	Jul 25, 2013	Mar 31, 2015
ZAFFUTO, CHARLES, ANTHONY	MANAGING MEMBER	E	yes	01/2013	Jul 25, 2013	Mar 31, 2015
GILMORE, WALTER, ALAN	Cco	Na	no	06/2013	Jul 25, 2013	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CLEARBROOK INVESTMENT CONSULTING LLC	n/a	Other adviser	$14B	N	yes	n/a
CLEARBROOK DISCRETIONARY INVESTMENT SERVICES LLC	n/a	Asset manager	$382M	N	yes	n/a
CLEARBROOK INVESTMENT SOLUTIONS LLC	n/a	Independent wealth	$150M	N	yes	n/a
CBF ADVISORS, LLC	n/a	Asset manager	$46.6M	N	yes	n/a
MANAGED ACCOUNT SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$56.0M	$56.0M	6	2	n/a	n/a	n/a
2013	Mar 31, 2014	$0	$0	3	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$56.0M	$0	n/a	n/a	n/a	6	3	n/a	n/a

Relationships

Affiliated with (4)

→ CLEARBROOK INVESTMENT CONSULTING LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CBF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CLEARBROOK INVESTMENT SOLUTIONS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CLEARSHARES LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← NG, TIMOTHY, CHANOwnerELECTED MANAGER, ownership code F, individual
Jul 25, 2013 to presentfactForm ADV
← WISLAR, ELLIOTT, WAKEFIELDOwnerELECTED MANAGER, ownership code F, individual
Jul 25, 2013 to presentfactForm ADV
← ZAFFUTO, CHARLES, ANTHONYOwnerMANAGING MEMBER, ownership code E, individual
Jul 25, 2013 to presentfactForm ADV
← WISLAR, JOHN, BOwnerELECTED MEMBER, ownership code F, individual
Jul 25, 2013 to presentfactForm ADV
← GRIFFIN, MICHAEL, EDWARDOwnerMANAGING MEMBER, ownership code F, individual
Jul 25, 2013 to presentfactForm ADV
← HONG, MARK, NOwnerMANAGING MEMBER, ownership code NA, individual
Jan 13, 2015 to presentfactForm ADV
← BISHOP, JAMES, DEFORRESTOwnerELECTED MANAGER, ownership code F, individual
Jul 25, 2013 to presentfactForm ADV
← SALZMAN, JEFFREY, HAMILTONOwnerELECTED MANAGER, ownership code F, individual
Jul 25, 2013 to presentfactForm ADV
← CLEARBROOK GLOBAL ADVISORS, LLCOwnerMEMBER, ownership code C, domestic entity
Jul 25, 2013 to presentfactForm ADV
← FOUR FAMILIES FUNDING, LLCOwnerMEMBER, ownership code D, domestic entity
Jul 25, 2013 to presentfactForm ADV
← GRIFFIN ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code C, domestic entity
Jul 25, 2013 to presentfactForm ADV
← THE ALPHA COOPERATIVE, LLCOwnerMEMBER, ownership code C, domestic entity
Jul 25, 2013 to presentfactForm ADV

Owns (1)

← GILMORE, WALTER, ALANOwnerCCO, ownership code NA, individual
Jul 25, 2013 to presentfactForm ADV

Dated events

Occurred
Jul 25, 2013
First Form ADV filing
Clearvest, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69ed3632-8428-9cc2-fee3-4c8df2b1d489
First observed: Jul 25, 2013
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLEARVEST, LLC

CRD 167786

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:69ed3632-8428-9cc2-fee3-4c8df2b1d489

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BISHOP, JAMES, DEFORREST

ELECTED MANAGER

yes

10/2010

Jul 25, 2013

Mar 31, 2015

CLEARBROOK GLOBAL ADVISORS, LLC

Member

yes

04/2013

Jul 25, 2013

Mar 31, 2015

FOUR FAMILIES FUNDING, LLC

Member

yes

10/2010

Jul 25, 2013

Mar 31, 2015

GRIFFIN ASSET MANAGEMENT, LLC

Member

yes

04/2013

Jul 25, 2013

Mar 31, 2015

GRIFFIN, MICHAEL, EDWARD

MANAGING MEMBER

yes

01/2013

Jul 25, 2013

Mar 31, 2015

GRIFFIN, MICHAEL, EDWARD

Ceo

yes

04/2013

Jul 25, 2013

Mar 31, 2015

HONG, MARK, N

MANAGING MEMBER

yes

01/2015

Jan 13, 2015

Mar 31, 2015

NG, TIMOTHY, CHAN

ELECTED MANAGER

yes

08/2011

Jul 25, 2013

Mar 31, 2015

SALZMAN, JEFFREY, HAMILTON

ELECTED MANAGER

yes

04/2011

Jul 25, 2013

Mar 31, 2015

THE ALPHA COOPERATIVE, LLC

Member

yes

04/2013

Jul 25, 2013

Mar 31, 2015

WISLAR, ELLIOTT, WAKEFIELD

ELECTED MANAGER

yes

10/2010

Jul 25, 2013

Mar 31, 2015

WISLAR, JOHN, B

ELECTED MEMBER

yes

06/2011

Jul 25, 2013

Mar 31, 2015

ZAFFUTO, CHARLES, ANTHONY

CHIEF OPERATING OFFICER

yes

04/2013

Jul 25, 2013

Mar 31, 2015

ZAFFUTO, CHARLES, ANTHONY

MANAGING MEMBER

yes

01/2013

Jul 25, 2013

Mar 31, 2015

GILMORE, WALTER, ALAN

Cco

06/2013

Jul 25, 2013

Mar 31, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CLEARBROOK INVESTMENT CONSULTING LLC

n/a

Other adviser

$14B

yes

n/a

CLEARBROOK DISCRETIONARY INVESTMENT SERVICES LLC

n/a

Asset manager

$382M

yes

n/a

CLEARBROOK INVESTMENT SOLUTIONS LLC

n/a

Independent wealth

$150M

yes

n/a

CBF ADVISORS, LLC

n/a

Asset manager

$46.6M

yes

n/a

MANAGED ACCOUNT SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$56.0M

n/a

2013

Mar 31, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$56.0M

n/a