DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Clearvest, LLC

Former SEC-registered adviserNew York, New YorkCRD 167786SEC 801-78390IAPD
Latest filing Mar 31, 2015
First filing on the tape Jul 25, 2013 · 6 filings
RAUM
$56.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$56.0M as of Mar 31, 2015
Mar 31, 2014$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2015
Mar 31, 20140 then
Employees (5.A)6 as of Mar 31, 2015
Mar 31, 20143 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
subscription, otherreportedItem 5.E
Advisory activities
selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
18reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Edward Michael Griffin · Ceocontrol
        since 04/2013 · owns less than 5%
      • N Mark Hong · Managing Membercontrol
        since 01/2015 · owns less than 5%
      • Anthony Charles Zaffuto · Chief Operating Officercontrol
        since 04/2013 · owns less than 5%
      • Deforrest James Bishop · Elected Managercontrol
        since 10/2010 · owns F of Four Families Funding, LLC
      • Edward Michael Griffin · Managing Membercontrol
        since 01/2013 · owns F of Griffin Asset Management, LLC
      • Chan Timothy Ng · Elected Managercontrol
        since 08/2011 · owns F of Clearbrook Global Advisors, LLC
      • Hamilton Jeffrey Salzman · Elected Managercontrol
        since 04/2011 · owns F of Clearbrook Global Advisors, LLC
      • Wakefield Elliott Wislar · Elected Managercontrol
        since 10/2010 · owns F of Clearbook Global Advisors, LLC
      • B John Wislar · Elected Membercontrol
        since 06/2011 · owns F of Clearbrook Global Advisors, LLC
      • Anthony Charles Zaffuto · Managing Membercontrol
        since 01/2013 · owns 75% or more of The Alpha Cooperative, LLC
      • Alan Walter Gilmore · Cco
        since 06/2013 · owns less than 5%
      Entity owners
      • Clearbrook Global Advisors, LLC · Member
        direct · owns 25% to 50%
      • Griffin Asset Management, LLC · Member
        direct · owns 25% to 50%
      • The Alpha Cooperative, LLC · Member
        direct · owns 25% to 50%
      • Four Families Funding, LLC · Member
        indirect · owns 50% to 75% of Clearbrook Global Advisors, LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 18
        Jan 13, 2015 to Mar 31, 2015
      • Advisory employees · 1 to 2
        Jan 13, 2015 to Mar 31, 2015
      • Advisory activities · 1 to 2
        Jan 13, 2015 to Mar 31, 2015
      • BD registered reps · 1 to 0
        Jan 13, 2015 to Mar 31, 2015
      • Employees · 3 to 6
        Jan 13, 2015 to Mar 31, 2015
      • Discretionary RAUM · $0 to $56.0M
        Jan 13, 2015 to Mar 31, 2015
      • RAUM · $0 to $56.0M
        Jan 13, 2015 to Mar 31, 2015
      • Accounts · unset to 0.0
        Nov 5, 2013 to Mar 31, 2014
      • Discretionary RAUM · unset to 0.0
        Nov 5, 2013 to Mar 31, 2014
      • Non-discretionary RAUM · unset to 0.0
        Nov 5, 2013 to Mar 31, 2014
      • RAUM · unset to 0.0
        Nov 5, 2013 to Mar 31, 2014
      Signals
      1 dated events
      • Clearvest, Llc filed its initial SEC registration (Form ADV)
        Jul 25, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026