DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W••••••••• R••••••••• A•••••••
New Orleans, LA | ALISO VIEJO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• R••••••••• A••••••• | Institutional manager | Apr 21, 2017 | n/a | yes | ALISO VIEJO, CA|New Orleans, LA | Current employment |
| B•• A•••••••• L•• | Independent wealth | Aug 14, 2013 | Nov 13, 2014 | no | LAFAYETTE, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• A•••••••• L•• | W••••••••• R••••••••• A••••••• | Nov 13, 2014 | Apr 21, 2017 | 890 | Firm change after gap | Other |
| T••••••••• I••••••••• L•• | B•• A•••••••• L•• | Aug 8, 2013 | Aug 14, 2013 |
| T••••••••• I••••••••• L•• | Independent wealth | Dec 17, 2010 | Aug 8, 2013 | no | BATON ROUGE, LA | Previous registration |
| W••••• P•••••••• L•• | n/a | Feb 19, 2003 | Nov 10, 2010 | no | BATON ROUGE, LA | Previous registration |
| W••••• P•••••••• L•• | n/a | May 8, 2002 | Dec 31, 2002 | no | BATON ROUGE, LA | Previous registration |
| 6 |
| Firm change |
| Other |
| W••••• P•••••••• L•• | T••••••••• I••••••••• L•• | Nov 10, 2010 | Dec 17, 2010 | 37 | Firm change | Other |