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CRD 155355
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••••• T•••••• M••••••• | n/a | NEW ORLEANS, LA | 15 | 18 | 1 | no |
| M••••• F•••• G••••• | n/a | NEW ORLEANS, LA | 15 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• P•••••••• L•• | MANAGING MEMBER | E | yes | 09/2010 | Dec 23, 2011 | Aug 13, 2024 |
| B••••••• S••••• E•••••••• | MANAGING MEMBER | E | yes | 01/2023 | Mar 23, 2024 | Aug 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $468M | $344M | 36.2% | $236M | 25.6% | 6 | 5 | 0 | 0 |
| no |
| S•••• E•••••••• B•••••• | Chartered Financial Analyst | NEW ORLEANS, LA | 6 | 13 | n/a | no |
| K•••••• M••••• | n/a | NEW ORLEANS, LA | 2 | 11 | n/a | no |
| N••••••• C•••• T•••••• | Certified Financial Planner | Monroe, LA | NEW ORLEANS, LA | 0 | 17 | 6 | no |
| Member |
| D |
| yes |
| 10/2014 |
| Mar 10, 2020 |
| Aug 13, 2024 |
| G•••••• M•••••• F•••• | MANAGING MEMBER | D | yes | 10/2014 | Mar 12, 2015 | Aug 13, 2024 |
| M•••••••• S••••••• T•••••• | MANAGER/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | Na | yes | 09/2010 | Dec 23, 2011 | Aug 13, 2024 |
| M•••••••• S••••••• T•••••• | MANAGING MEMBER | E | yes | 07/2008 | Dec 23, 2011 | Aug 13, 2024 |
| L••••••• H••••••• L•• | Member | Na | no | 01/2023 | Mar 23, 2024 | Aug 13, 2024 |
| T•• H•••••••• L•• | Member | A | no | 01/2015 | Mar 12, 2015 | Aug 13, 2024 |
| Mar 23, 2026 |
| $468M |
| $346M |
| 6 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 10, 2025 | $344M | $249M | 5 | 4 | 0 | n/a | n/a |
| 2023 | Mar 23, 2024 | $279M | $193M | 6 | 4 | 1 | n/a | n/a |
| 2022 | Feb 28, 2023 | $236M | $174M | 6 | 4 | 1 | n/a | n/a |
| 2021 | Mar 8, 2022 | $288M | $219M | 4 | 3 | 1 | n/a | n/a |
| 2020 | Mar 10, 2021 | $218M | $160M | 5 | 4 | 1 | n/a | n/a |
| 2019 | Mar 10, 2020 | $190M | $140M | 4 | 3 | 1 | n/a | n/a |
| 2018 | Mar 6, 2019 | $154M | $114M | 5 | 4 | 1 | n/a | n/a |
| 2017 | Mar 1, 2018 | $153M | $109M | 5 | 4 | 1 | n/a | n/a |
| 2016 | Feb 23, 2017 | $126M | $63.3M | 4 | 4 | n/a | n/a | n/a |
| 2015 | Mar 10, 2016 | $127M | $76.3M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $126M | $73.0M | 5 | 4 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $105M | $61.2M | 5 | 4 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $176M | $69.7M | 6 | 4 | n/a | n/a | n/a |
| 2011 | Apr 30, 2012 | $125M | $65.6M | n/a | n/a | n/a | n/a | n/a |