DFX Intelligence

S•••• P• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••• P• S••••••

Advisor at I•••••••• A••••••• S••••••••

El Segundo, CA | DALLAS, TX

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Search this name across graphsid dfx:ria:6a06d61d-de49-833e-a3e0-8b1c1b12c357

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Apr 23, 2024	n/a	yes	DALLAS, TX\|El Segundo, CA	Current employment
A•••••••• F•••••••• C•••••••• L••	State registered	Jul 29, 2021	Apr 25, 2024	no	El Segundo, CA\|DAVENPORT, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• F•••••••• C•••••••• L••	I•••••••• A••••••• S••••••••	Apr 25, 2024	Apr 23, 2024	-2	Firm change	Other
S•••••• W••••• A•••••••• L••	A•••••••• F•••••••• C•••••••• L••	Jun 24, 2022	Jul 29, 2021

Relationships

Registered with (3)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ A•••••••• F•••••••• C•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2021 to Apr 25, 2024factForm ADV
→ S•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2016 to Jun 24, 2022factForm ADV

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
S•••• P• S•••••• left A•••••••• F•••••••• C•••••••• L•• for I•••••••• A••••••• S•••••••• (registered 2024-04-23)
Form ADVobserved 7 days ago
Occurred
Jun 24, 2022
Advisor changed firm
S•••• P• S•••••• left S•••••• W••••• A•••••••• L•• for A•••••••• F•••••••• C•••••••• L•• (registered 2021-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a06d61d-de49-833e-a3e0-8b1c1b12c357
First observed: Jun 6, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.