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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

COMPASS PORTFOLIO ADVISORY SERVICE INCORPORATED

CRD 297359

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a07d4e6-a79c-0ec6-ec73-e909a36b9052

Data as of Oct 11, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 29, 2018 to Oct 11, 2019
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2019-10-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-113514
CRD: 297359
Filings on the tape: 4
First filed: May 29, 2018
Latest filed: Oct 11, 2019
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAISSON, SCOTT, STEPHEN	Ceo	E	yes	05/2018	May 29, 2018	Oct 11, 2019
COMPASS HOLDING GROUP INC.	100% SHAREHOLDER	E	yes	05/2018	May 29, 2018	Oct 11, 2019
SHANAHAN, TIMOTHY, FRANCIS	CFO, CCO	Na	yes	05/2018	May 29, 2018	Oct 11, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COMPASS CAPITAL CORPORATION	n/a	Independent wealth	$664M	Y	yes	n/a
COMPASS SECURITIES CORPORATION	n/a	n/a	n/a	Y	yes	n/a
COMPASS SECURITIES INSURANCE AGENCY INC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Aug 29, 2019	$0	$0	2	2	0	n/a	n/a
2018	Aug 30, 2018	$0	$0	2	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$0	$0	n/a	n/a	n/a	2	2	0	0

Relationships

Affiliated with (1)

→ COMPASS CAPITAL CORPORATIONRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← CHAISSON, SCOTT, STEPHENOwnerCEO, ownership code E, individual
May 29, 2018 to presentfactForm ADV
← SHANAHAN, TIMOTHY, FRANCISOwnerCFO, CCO, ownership code NA, individual
May 29, 2018 to presentfactForm ADV
← COMPASS HOLDING GROUP INC.Owner100% SHAREHOLDER, ownership code E, domestic entity
May 29, 2018 to presentfactForm ADV

Dated events

Occurred
May 29, 2018
First Form ADV filing
Compass Portfolio Advisory Service Incorporated filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a07d4e6-a79c-0ec6-ec73-e909a36b9052
First observed: May 29, 2018
Last observed: Oct 11, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPASS PORTFOLIO ADVISORY SERVICE INCORPORATED

CRD 297359

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a07d4e6-a79c-0ec6-ec73-e909a36b9052

Data as of Oct 11, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAISSON, SCOTT, STEPHEN

Ceo

yes

05/2018

May 29, 2018

Oct 11, 2019

COMPASS HOLDING GROUP INC.

100% SHAREHOLDER

yes

05/2018

May 29, 2018

Oct 11, 2019

SHANAHAN, TIMOTHY, FRANCIS

CFO, CCO

yes

05/2018

May 29, 2018

Oct 11, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COMPASS CAPITAL CORPORATION

n/a

Independent wealth

$664M

yes

n/a

COMPASS SECURITIES CORPORATION

n/a

yes

n/a

COMPASS SECURITIES INSURANCE AGENCY INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Aug 29, 2019

n/a

2018

Aug 30, 2018

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a