DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••• F•••••••• A•••••••
FRAMINGHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• F•••••••• A••••••• | Independent wealth | Feb 11, 2026 | n/a | yes | FRAMINGHAM, MA | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Nov 2, 2012 | Feb 2, 2026 | no | FRAMINGHAM, MA|Reading, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | C•••• F•••••••• A••••••• | Feb 2, 2026 | Feb 11, 2026 | 9 | Firm change | Ibd to new firm |
| C•••• F•••••••• A••••••• | C••••••••• F•••••••• N•••••• | May 11, 2022 | Nov 2, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:338797:MA:2026-02-02 | Feb 2, 2026 | Feb 11, 2026 | READING, MA | Firm change |
| 125192:8032:MA:2022-05-11 | May 11, 2022 | Nov 2, 2012 | FRAMINGHAM, MA | Firm change after gap |
| C•••• F•••••••• A••••••• | n/a | Oct 23, 2012 | May 11, 2022 | no | FRAMINGHAM, MA | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Feb 18, 2005 | Mar 17, 2008 | no | WALTHAM, MA|WALTHAM, MA | Previous registration |
| -3,477 |
| Firm change after gap |
| Other |
| V••• F•••••••• P•••••••• L•• | C•••• F•••••••• A••••••• | Mar 17, 2008 | Oct 23, 2012 | 1,681 | Firm change after gap | Other |