This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$729MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$623M

Private client RAUM

$623MderivedItem 5.D individuals plus high net worth individuals

Private client share

85%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$146Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

11

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

390

Individual clients

190

High net worth clients

184

SEC number

801-134723

CRD

338797

Filings on the tape

4

First filed

Oct 9, 2025

Latest filed

Sep 4, 2026

Organised

Limited Liability Company, DE

Website

canbyfinancial.com

• Occurred

  Feb 2, 2026
  Team lift-out

  3 advisors left Commonwealth Financial Network (Framingham, MA) for Canby Financial Advisors on the same day

  Form ADVobserved 4 days ago
  3 advisors
• Occurred

  May 11, 2022
  Team lift-out

  2 advisors left Canby Financial Advisors (Framingham, MA) for Canby Financial Advisors on the same day

  Form ADVobserved 4 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:79477b80-95cf-833f-8bae-553fe53e7c98

First observed

Oct 9, 2025

Last observed

Sep 4, 2026 16 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.