DFX Intelligence

E••••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

E••••••• C•••••• P•••••••

E•• M•••••• III LP, CRD 151376

WASHINGTON, DC

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Search this name across graphsid dfx:ria:6a0ec12d-f307-fffb-345b-6c6e4ffd0c45

Data as of Apr 1, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 1
Observed: Mar 29, 2012 to Apr 1, 2020
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••••• C•••••• P•••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $568M••• Locked
Discretionary RAUM: $568M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• C••••••• M•••••••	Partner	F	yes	07/2008	Mar 29, 2012	Apr 1, 2020
C•••••••• C••••••• M•••••••	CLO, CHIEF COMPLIANCE OFFICER	B	yes	07/2008	Mar 29, 2012	Apr 1, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• M•••••• L•	n/a	Former SEC adviser	$1.1B	Y	yes	n/a
E•• M••• M••••••••• L•	n/a	Former SEC adviser	$331,085	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Nairobi	n/a	Kenya	7	no
Abidjan	n/a	Cote de Ivoire (Ivory Coast)	5	no
Johannesburg	n/a	South Africa	3	no
Paris	n/a	France	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$568M	$603M	-5.8%	$669M	-5.3%	27	30	4	7

Relationships

Affiliated with (3)

→ E••••••• C•••••• P•••••••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ E••••••• C•••••• P•••••••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← E••••••• C•••••• P•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (4)

Dated events

Occurred
Mar 29, 2019
Control person left
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a0ec12d-f307-fffb-345b-6c6e4ffd0c45
First observed: Mar 29, 2012
Last observed: Apr 1, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.