DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E••••••• C•••••• P•••••••

Former SEC-registered adviserWashington, District of ColumbiaCRD 151376SEC 801-70870IAPD
Legal name E•• M•••••• I•• L•
Latest filing Apr 1, 2020
First filing on the tape Mar 29, 2012 · 12 filings
RAUM
$568M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
22 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
4
$599M gross assets
History
12 filings and snapshots on the tape
RAUM$568M as of Apr 1, 2020
Mar 29, 2012$533M then
HNW client RAUM$0 as of Apr 1, 2020
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2020
Mar 29, 20120 then
Employees (5.A)27 as of Apr 1, 2020
Apr 1, 201320 then
Private funds4 as of Apr 1, 2020
Mar 29, 20124 then
RAUM -5.8% over the last fiscal year-5.3% a year over threeIARs 0 to 0offices 7 to 4
Practice profile
derived from the filing of Apr 1, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$142MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
-5.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$568M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$568M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$568M for 4 clientsreported
Compensation
fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• C••••••• M••••••• · Clo, Chief Compliance Officercontrol
        since 07/2008 · owns 10% to 25%
      • D••••• H•••••• H••••• · Co-Ceocontrol
        since 07/2008 · owns 10% to 25%
      • L• G••••••• V•••••• · Co-Ceocontrol
        since 07/2008 · owns 10% to 25%
      • C•••••••• C••••••• M••••••• · Partnercontrol
        since 07/2008 · owns F of E••••••• C•••••• P••••••• I•• L••
      • D••••• H•••••• H••••• · Partnercontrol
        since 07/2008 · owns F of E••••••• C•••••• P••••••• I•• L••
      • F•••• B••••• L••••• · Partnercontrol
        since 07/2008 · owns F of E••••••• C•••••• P••••••• I•• L••
      • L• G••••••• V•••••• · Partnercontrol
        since 07/2008 · owns F of E••••••• C•••••• P••••••• I•• L••
      Entity owners
      • E••••••• C•••••• P••••••• I•• L•• · LLC
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • E•• M•••••• I• L•
        investment adviserpooled vehicle sponsory
      • E••••••• C•••••• P•••••••
        investment adviserpooled vehicle sponsoryRAUM $1.1B
      • E•• M••• A••••••••• L••
        pooled vehicle sponsorn
      • E••••••• C•••••• P•••••••
        investment adviserpooled vehicle sponsoryRAUM $331,085
      • E••••••• C•••••• A••••••• L•
        investment adviserpooled vehicle sponsory
      • E••••••• C•••••• A•••••••••
        pooled vehicle sponsorn
      • E••••••• C•••••• A••••••••• I•• L••
        pooled vehicle sponsorn
      • E••••••• C•••••• A••••••••• I• L••
        pooled vehicle sponsorn
      • G•• C••••••••
        pooled vehicle sponsorn
      • I•••• H••••••• D•••••••
        pooled vehicle sponsorn
      • S•••• C••••••••
        pooled vehicle sponsorn
      Advisers that list E••••••• C•••••• P••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Nairobi, Kenya7 employees
      • Abidjan, Cote de Ivoire (Ivory Coast)5 employees
      • Johannesburg, South Africa3 employees
      • Paris, France3 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $603M to $568M
        Nov 5, 2019 to Apr 1, 2020
      • Employees · 30 to 27
        Nov 5, 2019 to Apr 1, 2020
      • Other offices · 7 to 4
        Nov 5, 2019 to Apr 1, 2020
      • Discretionary RAUM · $603M to $568M
        Nov 5, 2019 to Apr 1, 2020
      • Pooled vehicle RAUM · $603M to $568M
        Nov 5, 2019 to Apr 1, 2020
      • RAUM · $603M to $568M
        Nov 5, 2019 to Apr 1, 2020
      • Advisory employees · 32 to 22
        Mar 30, 2018 to Mar 29, 2019
      • Assets in custody · $683M to $603M
        Mar 30, 2018 to Mar 29, 2019
      • Employees · 32 to 30
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $683M to $603M
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $683M to $603M
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $683M to $603M
        Mar 30, 2018 to Mar 29, 2019
      • Advisory employees · 26 to 32
        Mar 30, 2017 to Mar 30, 2018
      • Charity clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Corporate clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • HNW clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Individual clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 30, 2017 to Mar 30, 2018
      • Assets in custody · $658M to $683M
        Mar 30, 2017 to Mar 30, 2018
      • Employees · 33 to 32
        Mar 30, 2017 to Mar 30, 2018
      • Other offices · unset to 7.0
        Mar 30, 2017 to Mar 30, 2018
      • Discretionary RAUM · $669M to $683M
        Mar 30, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 682990525.0
        Mar 30, 2017 to Mar 30, 2018
      • RAUM · $669M to $683M
        Mar 30, 2017 to Mar 30, 2018
      • Discretionary RAUM · $621M to $669M
        Mar 31, 2016 to Mar 30, 2017
      • RAUM · $621M to $669M
        Mar 31, 2016 to Mar 30, 2017
      • Accounts · 3 to 4
        Jun 17, 2015 to Mar 31, 2016
      • Discretionary RAUM · $658M to $621M
        Jun 17, 2015 to Mar 31, 2016
      • RAUM · $658M to $621M
        Jun 17, 2015 to Mar 31, 2016
      • Advisory employees · 18 to 26
        Mar 31, 2014 to Mar 31, 2015
      • Assets in custody · $533M to $658M
        Mar 31, 2014 to Mar 31, 2015
      • Employees · 28 to 33
        Mar 31, 2014 to Mar 31, 2015
      • Discretionary RAUM · $533M to $658M
        Mar 31, 2014 to Mar 31, 2015
      • RAUM · $533M to $658M
        Mar 31, 2014 to Mar 31, 2015
      • Advisory employees · 6 to 18
        Apr 1, 2013 to Mar 31, 2014
      • Employees · 20 to 28
        Apr 1, 2013 to Mar 31, 2014
      Signals
      1 dated events
      • Leonard Michael Jansa (Partner) no longer on Schedule A of E••••••• C•••••• P••••••• (listed 2018-03-30, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026