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CRD 160089
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| 400 CAPITAL CREDIT OPPORTUNITIES MASTER FUND LTD. | Hedge Fund | $2.8B | Jun 26, 2024 | 229 | Feb 17, 2012 | reported | n/a |
| 400 CAPITAL CREDIT OPPORTUNITIES FUND LTD. | Hedge Fund | $1.7B | Jun 26, 2024 | 158 | Apr 1, 2013 | reported | 021-159590 |
| 400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND III LP | Private Equity Fund | $610M | Jun 26, 2024 | 44 | Nov 19, 2021 | reported | n/a |
| 400 CAPITAL ASSET BASED OFFSHORE TERM FUND III LP | Private Equity Fund | $610M | Jun 26, 2024 | 43 | Nov 19, 2021 | reported | 021-409144 |
| 400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND II LP | Private Equity Fund | $570M | Jun 26, 2024 | 36 | Nov 29, 2019 | reported | n/a |
| 400 CAPITAL ASSET BASED OFFSHORE TERM FUND II LP | Private Equity Fund | $570M | Jun 26, 2024 | 35 | Nov 29, 2019 | reported | 021-343201 |
| 400 CAPITAL CREDIT OPPORTUNITIES FUND LP | Hedge Fund | $335M | Jun 26, 2024 | 71 | Apr 1, 2013 | reported | 021-143516 |
| 400 CAPITAL TX COF II LP | Private Equity Fund | $302M | Jun 26, 2024 | 2 | Nov 19, 2021 | reported | 021-405914 |
| 400 CAPITAL CENTRE STREET LP | Private Equity Fund | $286M | Jun 26, 2024 | 6 | Mar 30, 2021 | reported | 021-390937 |
| 400 CAPITAL TX COF I LP | Hedge Fund | $191M | Jun 26, 2024 | 2 | Nov 29, 2019 | reported | 021-346861 |
| 400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND I LP | Private Equity Fund | $173M | Oct 26, 2023 | 21 | Sep 22, 2017 | reported | n/a |
| 400 CAPITAL ASSET BASED OFFSHORE TERM FUND I LP | Private Equity Fund | $173M | Feb 13, 2024 | 20 | Sep 22, 2017 | reported | 021-293043 |
| 400 CAPITAL ASSET BASED MASTER TERM FUND I LP | Private Equity Fund | $162M | Oct 26, 2023 | 20 | Sep 22, 2017 | reported | n/a |
| 400 CAPITAL JSIF IV LP | Private Equity Fund | $111M | Jun 26, 2024 | 18 | Feb 18, 2022 | reported | 021-428020 |
| 400 CAPITAL F-400 MASTER FUND LP | Hedge Fund | $107M | Jun 26, 2024 | 7 | Aug 25, 2023 | reported | n/a |
| 400 CAPITAL F-400 OFFSHORE FUND LP | Hedge Fund | $107M | Jun 26, 2024 | 6 | Aug 25, 2023 | reported | 021-486683 |
| 400 CAPITAL TALF METRIC FUND LP | Private Equity Fund | $100M | Feb 18, 2022 | 2 | Nov 24, 2020 | dropped | 021-371788 |
| 400 CAPITAL TALF METRIC MASTER FUND LP | Private Equity Fund | $100M | Feb 18, 2022 | 2 | Nov 24, 2020 | dropped | n/a |
| 400 CAPITAL ASSET BASED OFFSHORE TERM FUND IV LP | Private Equity Fund | $91.3M | Jun 26, 2024 | 8 | Feb 13, 2024 | reported | 021-409144 |
| 400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND IV LP | Private Equity Fund | $91.3M | Jun 26, 2024 | 8 | Feb 13, 2024 | reported | n/a |
| 400 CAPITAL ASSET BASED MASTER TERM FUND IV LP | Private Equity Fund | $91.3M | Jun 26, 2024 | 8 | Feb 13, 2024 | reported | n/a |
| 400 CAPITAL SEASONED LOAN MASTER FUND I LP | Private Equity Fund | $44.7M | Aug 25, 2023 | 2 | Aug 24, 2018 | reported | n/a |
| 400 CAPITAL SEASONED LOAN FEEDER FUND I LP | Private Equity Fund | $44.7M | Aug 25, 2023 | 2 | Aug 24, 2018 | reported | 021-313961 |
| 400 CAPITAL JSIF III LP | Private Equity Fund | $24.1M | Jun 26, 2024 | 9 | Aug 24, 2020 | reported | 021-367802 |
| 400 CAPITAL SPECIAL SITUATIONS FUND I LLC - SERIES B | Hedge Fund | $16.1M | Nov 24, 2020 | 22 | Mar 31, 2014 | dropped | 021-189438 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHA, ALEXANDER, IN | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | yes | 04/2010 | Feb 17, 2012 | Jun 26, 2024 |
| HENTEMANN, CHRISTOPHER, CARL | MANAGING MEMBER (FILING ADVISER) | C | yes | 10/2008 | Feb 17, 2012 | Jun 26, 2024 |
| KIM, SANG, MIN | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | Na | yes | 10/2016 | Oct 4, 2016 | Jun 26, 2024 |
| KNAUB, RICHARD, WILSON | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | Na | yes | 07/2022 | Jul 7, 2022 | Jun 26, 2024 |
| LANDY, ALAN, GREG | GENERAL COUNSEL (FILING ADVISER) | Na | yes | 05/2016 | May 2, 2016 | Jun 26, 2024 |
| LEIH, TODD, CHRISTOPHER | PORTFOLIO MANAGER (FILING ADVISER) | B | yes | 03/2011 | Feb 17, 2012 | Jun 26, 2024 |
| SANDERS, WILLIAM, CLARENCE | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | yes | 04/2010 | Feb 17, 2012 | Jun 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 400 CAPITAL ASSET BASED TERM FUND ADMINISTRATIVE GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL ASSET BASED TERM FUND II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL ASSET BASED TERM FUND III GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL ASSET BASED TERM FUND IV GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL CENTRE STREET GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL DENALI GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL F-400 ADMINISTRATIVE GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL F-400 GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL JSIF III GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL JSIF IV GP LLC | n/a | n/a | n/a | N | yes | n/a |
| 400 CAPITAL TX GP LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $9.0B | $9.0B | 76 | 33 | 1 | 19 | n/a |
| 2024 | Mar 31, 2025 | $10B | $10B | 69 | 26 | 1 | 18 | n/a |
| 2023 | Mar 28, 2024 | $7.1B | $7.1B | 64 | 26 | 1 | 18 | $8.6B |
| 2022 | Mar 30, 2023 | $6.8B | $6.8B | 65 | 26 | 1 | 18 | $7.8B |
| 2021 | Mar 30, 2022 | $9.1B | $9.1B | 60 | 23 | 1 | 18 | $8.0B |
| 2020 | Mar 30, 2021 | $7.6B | $7.6B | 54 | 22 | 1 | 18 | $7.8B |
| 2019 | Mar 30, 2020 | $5.4B | $5.4B | 46 | 20 | 1 | 17 | $5.7B |
| 2018 | Mar 27, 2019 | $7.8B | $7.8B | 42 | 17 | 1 | 14 | $5.3B |
| 2017 | Mar 29, 2018 | $4.2B | $4.2B | 37 | 19 | 1 | 12 | $3.6B |
| 2016 | Mar 30, 2017 | $2.5B | $2.5B | 36 | 19 | n/a | 8 | $3.2B |
| 2015 | Mar 30, 2016 | $2.7B | $2.7B | 47 | 19 | n/a | 8 | $3.7B |
| 2014 | Mar 31, 2015 | $1.8B | $1.8B | 35 | 14 | n/a | 9 | $2.7B |
| 2013 | Mar 31, 2014 | $1.2B | $1.2B | 25 | 10 | n/a | 7 | $1.7B |
| 2012 | Apr 1, 2013 | $614M | $614M | 18 | 9 | n/a | 5 | $755M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $9.0B | $10B | -12.8% | $6.8B | 9.8% | 76 | 69 | 1 | 1 |