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Advisor at MARINER INDEPENDENT
Wimberley, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Independent wealth | Mar 10, 2022 | n/a | yes | Wimberley, TX | Current employment |
| CHOREO, LLC | Independent wealth | Nov 3, 2016 | Feb 24, 2022 | no | LOS ANGELES, CA|ROCKFORD, IL | Previous registration |
| ADVICEPERIOD, LLC | Former SEC adviser | Dec 4, 2014 | Oct 31, 2016 | no | LOS ANGELES, CA | Previous registration |
| SIGNATURE INVESTMENT ADVISORS, LLC | Independent wealth | Mar 4, 2013 | Nov 17, 2014 | no | LOS ANGELES, CA | Previous registration |
| Seia | Bd affiliated wealth | Mar 4, 2013 | Nov 17, 2014 | no | LOS ANGELES, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 5, 2009 | May 15, 2012 | no | IRVINE, CA|Chicago, IL|LOS ANGELES, CA | Previous registration |
| WILLIAM BLAIR & COMPANY L.L.C. | Bd affiliated wealth | Sep 27, 2004 | Nov 12, 2009 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHOREO, LLC | MARINER INDEPENDENT | Feb 24, 2022 | Mar 10, 2022 | 14 | Firm change | RIA to RIA |
| ADVICEPERIOD, LLC | CHOREO, LLC | Oct 31, 2016 | Nov 3, 2016 | 3 | Firm change | Other |
| Seia | SIGNATURE INVESTMENT ADVISORS, LLC | Nov 17, 2014 | Mar 4, 2013 | -623 | Firm change after gap | Other |
| SIGNATURE INVESTMENT ADVISORS, LLC | ADVICEPERIOD, LLC | Nov 17, 2014 | Dec 4, 2014 | 17 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | Seia | May 15, 2012 | Mar 4, 2013 | 293 | Firm change | Other |
| WILLIAM BLAIR & COMPANY L.L.C. | J.P. MORGAN SECURITIES LLC | Nov 12, 2009 | Nov 5, 2009 | -7 | Firm change | Other |