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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

John Coble

Advisor at THE FIDUCIARY ALLIANCE

GREENVILLE, SC | HARTSVILLE, SC

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Search this name across graphsid dfx:ria:6a3013b6-08be-142f-32de-e53e1bf9eaad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE FIDUCIARY ALLIANCE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 3, 2001
First registration: Jan 28, 2002
Dual registered: yes, broker-dealer
Other names: JOHN RICHARD COBLE|John R Coble
IAPD individual key: 4287621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE FIDUCIARY ALLIANCE	Independent wealth	Apr 9, 2025	n/a	yes	GREENVILLE, SC\|HARTSVILLE, SC	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 27, 2018	Apr 10, 2025	no	Hartsville, SC\|Bennettsville, SC\|Florence, SC	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Dec 22, 2010	Sep 24, 2018	no	FLORENCE, SC\|SAN ANTONIO, TX\|HARTSVILLE, SC\|Danville, KY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 7, 2003	Dec 23, 2010	no	HARTSVILLE, SC\|CHERAW, SC\|CHERAW, SC\|COLUMBIA, SC	Previous registration
WACHOVIA SECURITIES, INC.	n/a	Jan 28, 2002	Jun 20, 2002	no	HARTSVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	THE FIDUCIARY ALLIANCE	Apr 10, 2025	Apr 9, 2025	-1	Firm change	Ibd to RIA
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jun 27, 2018	-89	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	INVESTMENT PROFESSIONALS, INC.	Dec 23, 2010	Dec 22, 2010	-1	Firm change	Other
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 20, 2002	Dec 7, 2003	535	Bulk transfer	Other

Relationships

Registered with (5)

→ THE FIDUCIARY ALLIANCERegistered adviserregistration: current employment
Apr 9, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 27, 2018 to Apr 10, 2025factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Dec 22, 2010 to Sep 24, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2003 to Dec 23, 2010factForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2002 to Jun 20, 2002factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
John Coble left Ameriprise Financial Services, Llc for The Fiduciary Alliance (registered 2025-04-09)
Form ADVobserved 5 days ago