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Reading the graph
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Advisor at L•• F•••••••• L••
PARKERSBURG, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 18, 2024 | n/a | yes | PARKERSBURG, WV | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Mar 28, 2017 | Jul 17, 2024 | no | Parkersburg, WV |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | L•• F•••••••• L•• | Jul 17, 2024 | Jul 18, 2024 | 1 | Firm change | Ibd to ibd |
| C•••••• G••••••• W••••• M••••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 16, 2017 | Mar 28, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:6413:WV:2024-07-17 | Jul 17, 2024 | Jul 18, 2024 | PARKERSBURG, WV | Firm change |
| C•••••• G••••••• W••••• M••••••••• L•• | Former SEC adviser | Sep 11, 2012 | Mar 16, 2017 | no | PARKERSBURG, WV | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 10, 2010 | Sep 10, 2012 | no | PARKERSBURG, WV|PARKERSBURG, WV | Previous registration |
| 12 |
| Firm change |
| Other |
| W••••••• F•••••••• S•••••••• I••• | C•••••• G••••••• W••••• M••••••••• L•• | Sep 10, 2012 | Sep 11, 2012 | 1 | Firm change | Other |