DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D••••• C•••••••

L•• F•••••••• L••BD affiliatedParkersburg, Wvdual registrantIAPD 4293531

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since Jul 18, 2024

In the industry

25 y

since Nov 3, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 18, 2024 · Parkersburg, Wv
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2017 to Jul 17, 2024 · Parkersburg, Wv
C•••••• G••••••• W••••• M••••••••• L•• former
Sep 11, 2012 to Mar 16, 2017 · Parkersburg, Wv
W••••••• F•••••••• S•••••••• I••• former
Mar 10, 2010 to Sep 10, 2012 · Parkersburg, Wv

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Jul 17, 2024, registered Jul 18, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• G••••••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 16, 2017, registered Mar 28, 2017 (12 days) · Other
W••••••• F•••••••• S•••••••• I••• to C•••••• G••••••• W••••• M••••••••• L••
left Sep 10, 2012, registered Sep 11, 2012 (1 days) · Other

Signals

J•••• D••••• C••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-07-18)
Jul 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address