DFX Intelligence

S••• R••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S••• R••••• W••••••

Advisor at I••••• C••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:6a39b9e7-bf92-a886-36b6-41b63e08d94a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• C••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• C••••••• L••	Asset manager	Sep 2, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
C••••••	Independent wealth	Jan 20, 2023	May 28, 2025	no	MIAMI, FL\|MENLO PARK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	I••••• C••••••• L••	May 28, 2025	Sep 2, 2025	97	Firm change	Other
P•••••• P•••••••	C••••••	Mar 31, 2023	Jan 20, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
305407:319448:CA:2023-03-31	Mar 31, 2023	Jan 20, 2023	MENLO PARK, CA	Firm change after gap

Relationships

Registered with (3)

→ I••••• C••••••• L••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ C••••••Registered adviserregistration: previous registration
Jan 20, 2023 to May 28, 2025factForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Sep 11, 2020 to Mar 31, 2023factForm ADV

Dated events

Occurred
May 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a39b9e7-bf92-a886-36b6-41b63e08d94a
First observed: Sep 11, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.