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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HUNTERSVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 19, 2022 | n/a | yes | HUNTERSVILLE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 16, 2020 | Sep 27, 2022 | no | CORAL SPRINGS, FL|FORT LAUDERDALE, FL|CORAL SPRINGS, FL|CHARLOTTE, NC|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 27, 2022 | Oct 19, 2022 | 22 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:MO:2022-09-27 | Sep 27, 2022 | Oct 19, 2022 | ST LOUIS, MO | Firm change |