DFX Intelligence

R•••• C•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R•••• C•••••• D••••

Advisor at A••••••• W••••• M••••••••• L••

WESLEY CHAPEL, FL | Lake Village, AR

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Search this name across graphsid dfx:ria:6a3d23fb-403c-41b5-ae30-adaa9e099fb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Jan 2, 2025	n/a	yes	WESLEY CHAPEL, FL\|Lake Village, AR	Current employment
W•••••••• W••••• M••••••••• L••	n/a	Jan 29, 2019	Dec 31, 2019	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• A•••••••• L••	W•••••••• W••••• M••••••••• L••	Dec 19, 2021	Jan 29, 2019	-1,055	Firm change after gap	Other
W•••••••• W••••• M••••••••• L••	A••••••• W••••• M••••••••• L••	Dec 31, 2019	Jan 2, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
226724:289312:CA:2018-12-31	Dec 31, 2018	Jun 7, 2018	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (5)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ C•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 7, 2018 to Dec 19, 2021factForm ADV
→ W•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 29, 2019 to Dec 31, 2019factForm ADV
→ E•••••• W•••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a3d23fb-403c-41b5-ae30-adaa9e099fb1
First observed: May 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.