RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• C•••••• D••••
- A••••••• W••••• M••••••••• L•• independent RIA currentsince Jan 2, 2025 · Wesley Chapel, Fl
- W•••••••• W••••• M••••••••• L•• unclassifiedJan 29, 2019 to Dec 31, 2019 · Los Angeles, Ca
- C•••••• C•••••• A•••••••• L•• unclassifiedJun 7, 2018 to Dec 19, 2021 · Los Angeles, Ca
- W•••••••• W••••• M••••••••• L•• unclassifiedJul 10, 2015 to Dec 31, 2018 · Los Angeles, Ca
- E•••••• W•••••• L•• independent RIAAug 15, 2006 to Nov 4, 2015 · Ridgeland, Ms
- U•• F•••••••• S••••••• I••• wirehouseMay 9, 2003 to Sep 21, 2005 · Jackson, Ms
- C•••••• C•••••• A•••••••• L•• to W•••••••• W••••• M••••••••• L••left Dec 19, 2021, registered Jan 29, 2019 (-1055 days) · Other
- W•••••••• W••••• M••••••••• L•• to A••••••• W••••• M••••••••• L••left Dec 31, 2019, registered Jan 2, 2025 (1829 days) · Other
- W•••••••• W••••• M••••••••• L•• to C•••••• C•••••• A•••••••• L••left Dec 31, 2018, registered Jun 7, 2018 (-207 days) · Other · moved with a team
- E•••••• W•••••• L•• to W•••••••• W••••• M••••••••• L••left Nov 4, 2015, registered Jul 10, 2015 (-117 days) · Other
- U•• F•••••••• S••••••• I••• to E•••••• W•••••• L••left Sep 21, 2005, registered Aug 15, 2006 (328 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address