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G•••••• Y•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

G•••••• Y•••• K•••••••••

Advisor at R•• M••••••••• I•••

BROOKLYN, NY

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Search this name across graphsid dfx:ria:6a3e15c4-50bf-761f-9534-1a4a418f15e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• M••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• M••••••••• I•••	State registered	Aug 19, 2024	n/a	yes	BROOKLYN, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 2, 2019	May 23, 2024	no	BROOKLYN, NY\|PARAMUS, NJ\|BROOKLYN, NY\|DOLA, OH\|DOLA, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•• M••••••••• I•••	May 23, 2024	Aug 19, 2024	88	Firm change	Ibd to state RIA
G•••••••• W••••• P•••••••	L•• F•••••••• L••	Sep 10, 2019

Relationships

Registered with (5)

→ R•• M••••••••• I•••Registered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2019 to May 23, 2024factForm ADV
→ G•••••••• W••••• P•••••••Registered adviserregistration: previous registration
Dec 14, 2016 to Sep 10, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
May 23, 2024
Advisor changed firm
G•••••• Y•••• K••••••••• left L•• F•••••••• L•• for R•• M••••••••• I••• (registered 2024-08-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a3e15c4-50bf-761f-9534-1a4a418f15e1
First observed: May 19, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.