DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• F•••• A•••••••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Feb 21, 2025 | n/a | yes | ATLANTA, GA | Current employment |
| D•• I••••••••• A•••••••• L•• | Independent wealth | Feb 6, 2025 | Feb 20, 2025 | no | Alpharetta, GA|BAY CITY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•• I••••••••• A•••••••• L•• | W•••• F•••• A••••••• | Feb 20, 2025 | Feb 21, 2025 | 1 | Firm change | RIA to wirehouse |
| V••• I••••••••• M••••••••• C•• L•• | D•• I••••••••• A•••••••• L•• | Apr 19, 2023 | Feb 6, 2025 |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Jun 10, 2021 | Apr 19, 2023 | no | NEW YORK, NY|Atlanta, GA | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 8, 2015 | May 26, 2016 | no | SEAL BEACH, CA | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Aug 7, 2013 | Mar 27, 2015 | no | Los Altos, CA | Previous registration |
| 659 |
| Firm change after gap |
| Other |
| C••••• A•••••• N••••••• L•• | V••• I••••••••• M••••••••• C•• L•• | May 26, 2016 | Jun 10, 2021 | 1,841 | Firm change after gap | Other |
| C•••••• S••••• • C••• I••• | C••••• A•••••• N••••••• L•• | Mar 27, 2015 | Jun 8, 2015 | 73 | Firm change | Other |