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Advisor at WELLS FARGO ADVISORS
CAMARILLO, CA | THOUSAND OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 6, 2024 | n/a | yes | CAMARILLO, CA|THOUSAND OAKS, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Sep 6, 2024 | no | VALENCIA, CA|STUDIO CITY, CA|WESTLAKE VILLAGE, CA|THOUSAND OAKS, CA|THOUSAND OAKS, CA|THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA|AGOURA HILLS, CA|THOUSAND OAKS, CA|ENCINO, CA|THOUSAND OAKS, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 15, 2009 | Jan 3, 2011 | no | VALENCIA, CA|NEWHALL, CA|STUDIO CITY, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 28, 2002 | Apr 14, 2009 | no | BISHOP, CA|SANTA CLARITA, CA|NEWHALL, CA|SANTA CLARITA, CA|CASTAIC, CA|VALENCIA, CA|VALENCIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Sep 6, 2024 | Sep 6, 2024 | 0 | Channel change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WELLS FARGO INVESTMENTS, LLC | Apr 14, 2009 | Apr 15, 2009 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:CA:2024-09-05 | Sep 6, 2024 | Sep 6, 2024 | THOUSAND OAKS, CA | Firm change |