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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

John David Sheehan

Advisor at LPL FINANCIAL LLC

WARRENSBURG, MO

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Search this name across graphsid dfx:ria:6a66a2ff-04cf-017e-13ef-e78f45bc7a48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 15
Exams: S63|S65
First exam: May 29, 1997
First registration: Nov 20, 2003
Dual registered: yes, broker-dealer
Other names: DAVID SHEEHAN
IAPD individual key: 2882459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	WARRENSBURG, MO	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 3, 2019	Mar 6, 2025	no	WARRENSBURG, MO\|BEDMINSTER, NJ	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	May 17, 2019	no	FORT WORTH, TX\|Warrensburg, MO\|FORT WORTH, TX	Previous registration
FIRST COMMAND BANK	n/a	Apr 12, 2004	Sep 2, 2005	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Nov 20, 2003	Dec 15, 2015	no	Town and Country, MO\|WARRENSBURG, MO\|91522 ANSBACH\|Town and Country, MO\|SIERRA VISTA, AZ\|LEAVENWORTH, KS\|St Robert, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
FIRST COMMAND ADVISORY SERVICES	IC ADVISORY SERVICES, INC.	May 17, 2019	Jun 3, 2019	17	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND BANK	Dec 15, 2015	Apr 12, 2004	-4,264	Firm change after gap	Other
FIRST COMMAND BANK	FIRST COMMAND ADVISORY SERVICES	Sep 2, 2005	Dec 15, 2015	3,756	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 3, 2019 to Mar 6, 2025factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to May 17, 2019factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Nov 20, 2003 to Dec 15, 2015factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Apr 12, 2004 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.